0000092380-20-000017.txt : 20200131
0000092380-20-000017.hdr.sgml : 20200131
20200131185417
ACCESSION NUMBER: 0000092380-20-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190618
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KELLY GARY C
CENTRAL INDEX KEY: 0001027716
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07259
FILM NUMBER: 20566512
MAIL ADDRESS:
STREET 1: C/O SOUTHWEST AIRLINES CO
STREET 2: P O BOX 36611
CITY: DALLAS
STATE: TX
ZIP: 75235
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTHWEST AIRLINES CO
CENTRAL INDEX KEY: 0000092380
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 741563240
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2702 LOVE FIELD DR
STREET 2: P O BOX 36611
CITY: DALLAS
STATE: TX
ZIP: 75235
BUSINESS PHONE: 2147924000
MAIL ADDRESS:
STREET 1: PO BOX 36611
CITY: DALLAS
STATE: TX
ZIP: 75235-1611
FORMER COMPANY:
FORMER CONFORMED NAME: AIR SOUTHWEST CO
DATE OF NAME CHANGE: 19760108
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-06-18
0000092380
SOUTHWEST AIRLINES CO
LUV
0001027716
KELLY GARY C
SOUTHWEST AIRLINES CO.
2702 LOVE FIELD DRIVE
DALLAS
TX
75235-1908
1
1
0
0
Chairman of the Board & CEO
Common Stock
2019-06-18
5
G
0
195030
0
D
372122
D
Common Stock
2019-06-18
5
G
0
195030
0
A
195030
I
By Family Limited Partnership
Common Stock
69883
I
By Family Trust
Common Stock
69891
I
By Family Trust
Common Stock
2019-06-25
5
G
0
1970
0
D
370152
D
Common Stock
2019-06-25
5
G
0
1970
0
A
197000
I
By Family Limited Partnership
Common Stock
69883
I
By Family Trust
Common Stock
69891
I
By Family Trust
Common Stock
2019-06-30
5
G
0
97515
0
D
99485
I
By Family Limited Partnership
Common Stock
2019-06-30
5
G
0
97515
0
A
167406
I
By Family Trust
Common Stock
370152
D
Common Stock
69883
I
By Family Trust
Common Stock
2019-07-01
5
G
0
2330
0
D
367822
D
Common Stock
69883
I
By Family Trust
Common Stock
167406
I
By Family Trust
Common Stock
99485
I
By Family Limited Partnership
Common Stock
2019-07-02
5
G
0
3900
0
D
363922
D
Common Stock
69883
I
By Family Trust
Common Stock
167406
I
By Family Trust
Common Stock
99485
I
By Family Limited Partnership
Common Stock
2020-01-29
4
A
0
78178
0
A
442100
D
Common Stock
2020-01-29
4
A
0
62621
0
A
504721
D
Common Stock
69883
I
By Family Trust
Common Stock
167406
I
By Family Trust
Common Stock
99485
I
By Family Limited Partnership
The reporting person transferred these shares to a family limited partnership (the "Family Limited Partnership") (a) the sole general partner of which is a limited liability company (the "Family Limited Liability Company") that is wholly owned by the reporting person and his spouse and (b) the sole limited partners of which were, at the time of the transfer, the reporting person and his spouse.
These shares are held in trust for the reporting person and his descendants (the "Reporting Person Trust"). The reporting person is trustee of the Reporting Person Trust.
These shares are held in trust for the reporting person's spouse and her descendants (the "Spousal Trust"). The reporting person's spouse is trustee of the Spousal Trust.
Represents a gift of the reporting person's limited partnership interest in the Family Limited Partnership to the Spousal Trust. After the transaction, (a) the sole general partner of the Family Limited Parnership continues to be the Family Limited Liability Company and (b) the sole limited partners are the reporting person's spouse and the Spousal Trust.
These shares are held by the Family Limited Partnership (a) the sole general partner of which is the Family Limited Liability Company and (b) the sole limited partners of which are the reporting person's spouse and the Spousal Trust.
Reflects the exempt acquisition of restricted stock units upon the satisfaction of performance criteria underlying an award of performance-based restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest on February 21, 2020, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests.
Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on February 21, 2021, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests.
/s/ Marilyn R. Post, on behalf of and as attorney-in-fact for Gary C. Kelly
2020-01-31