0000092380-17-000014.txt : 20170203 0000092380-17-000014.hdr.sgml : 20170203 20170203165652 ACCESSION NUMBER: 0000092380-17-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST AIRLINES CO CENTRAL INDEX KEY: 0000092380 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 741563240 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2702 LOVE FIELD DR STREET 2: P O BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235 BUSINESS PHONE: 2147924000 MAIL ADDRESS: STREET 1: PO BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235-1611 FORMER COMPANY: FORMER CONFORMED NAME: AIR SOUTHWEST CO DATE OF NAME CHANGE: 19760108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY GARY C CENTRAL INDEX KEY: 0001027716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07259 FILM NUMBER: 17572822 MAIL ADDRESS: STREET 1: C/O SOUTHWEST AIRLINES CO STREET 2: P O BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-01 0000092380 SOUTHWEST AIRLINES CO LUV 0001027716 KELLY GARY C SOUTHWEST AIRLINES CO. 2702 LOVE FIELD DRIVE DALLAS TX 75235-1908 1 1 0 0 Chairman of the Board & CEO Common Stock 2017-02-01 4 A 0 60208 0 A 565327 D Common Stock 2017-02-01 4 A 0 59738 0 A 625065 D Common Stock 69883 I By Family Trust Common Stock 69891 I By Family Trust Reflects the exempt acquisition of restricted stock units upon the satisfaction of performance criteria underlying an award of performance-based restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest on May 14, 2017, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests. Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on February 21, 2018, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests. These shares are held in trust for the reporting person and his descendants. The reporting person is trustee of the trust. These shares are held in trust for the benefit of the reporting person's spouse and descendants. The reporting person's spouse is trustee of the trust. /s/ Tim Whisler, on behalf of and as attorney-in-fact for Gary C. Kelly 2017-02-03