0000092380-13-000135.txt : 20131204 0000092380-13-000135.hdr.sgml : 20131204 20131204164850 ACCESSION NUMBER: 0000092380-13-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131202 FILED AS OF DATE: 20131204 DATE AS OF CHANGE: 20131204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST AIRLINES CO CENTRAL INDEX KEY: 0000092380 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 741563240 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2702 LOVE FIELD DR STREET 2: P O BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235 BUSINESS PHONE: 2147924000 MAIL ADDRESS: STREET 1: PO BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235-1611 FORMER COMPANY: FORMER CONFORMED NAME: AIR SOUTHWEST CO DATE OF NAME CHANGE: 19760108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKS RON CENTRAL INDEX KEY: 0001027718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07259 FILM NUMBER: 131257786 MAIL ADDRESS: STREET 1: C/O SOUTHWEST AIRLINES CO STREET 2: P O BOX 36611 CITY: DALLAS STATE: TX ZIP: 75235 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-02 0000092380 SOUTHWEST AIRLINES CO LUV 0001027718 RICKS RON SOUTHWEST AIRLINES CO. 2702 LOVE FIELD DRIVE DALLAS TX 75235-1908 0 1 0 0 EVP, Chief Legal & Reg. Off. Common Stock 2013-12-02 4 M 0 20000 15.51 A 398720 D Common Stock 2013-12-02 4 M 0 3084 15.91 A 401804 D Common Stock 2013-12-02 4 F 0 6570 18.698 D 395234 D Common Stock 2013-12-02 4 S 0 3147 18.71 D 392087 D Common Stock 2013-12-02 4 S 0 2979 18.70 D 389108 D Common Stock 2013-12-02 4 S 0 500 18.711 D 388608 D Common Stock 2013-12-02 4 S 0 200 18.712 D 388408 D Common Stock 2013-12-02 4 S 0 4700 18.715 D 383708 D Common Stock 2013-12-02 4 S 0 400 18.718 D 383308 D Common Stock 2013-12-02 4 S 0 100 18.719 D 383208 D Common Stock 2013-12-02 4 S 0 1700 18.72 D 381508 D Employee Stock Option (right to buy) 15.51 2013-12-02 4 M 0 20000 0 D 2014-01-23 Common Stock 20000 0 D Employee Stock Option (right to buy) 15.91 2013-12-02 4 M 0 3084 0 D 2014-01-05 Common Stock 3084 0 D The option was 100% vested at the time of exercise. /s/ Marilyn R. Post, on behalf of and as attorney-in-fact for Ron Ricks 2013-12-04