SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Van de Ven Michael G

(Last) (First) (Middle)
SOUTHWEST AIRLINES CO.
2702 LOVE FIELD DRIVE

(Street)
DALLAS TX 75235-1908

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOUTHWEST AIRLINES CO [ LUV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/01/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/01/2013 S 5,300 D $17.36 367,823 D
Common Stock 11/01/2013 S 1,100 D $17.361 366,723 D
Common Stock 11/01/2013 S 5,000 D $17.362 361,723 D
Common Stock 11/01/2013 S 1,900 D $17.365 359,823 D
Common Stock 11/01/2013 S 100 D $17.368 359,723 D
Common Stock 11/01/2013 S 6,900 D $17.37 352,823 D
Common Stock 11/01/2013 S 1,300 D $17.371 351,523 D
Common Stock 11/01/2013 S 1,700 D $17.372 349,823 D
Common Stock 11/01/2013 S 2,724 D $17.375 347,099 D
Common Stock 11/01/2013 S 2,400 D $17.38 344,699 D
Common Stock 11/01/2013 S 300 D $17.381 344,399 D
Common Stock 11/01/2013 S 2,000 D $17.382 342,399 D
Common Stock 11/01/2013 S 3,400 D $17.383 338,999 D
Common Stock 11/01/2013 S 233 D $17.384 338,766 D
Common Stock 11/01/2013 S 1,550 D $17.385 337,216 D
Common Stock 11/01/2013 S 2,001 D $17.39 335,215 D
Common Stock 11/01/2013 S 600 D $17.391 334,615 D
Common Stock 11/01/2013 S 600 D $17.392 334,015 D
Common Stock 11/01/2013 S 100 D $17.3925 333,915 D
Common Stock 11/01/2013 S 6,100 D $17.395 327,815 D
Common Stock 11/01/2013 S 15,879 D $17.4 311,936 D
Common Stock 11/01/2013 S 1,500 D $17.401 310,436 D
Common Stock 11/01/2013 S 3,200 D $17.402 307,236 D
Common Stock 11/01/2013 S 200 D $17.403 307,036 D
Common Stock 11/01/2013 S 6,500 D $17.405 300,536 D
Common Stock 11/01/2013 S 10,909 D $17.41 289,627 D
Common Stock 11/01/2013 S 400 D $17.4107 289,227 D
Common Stock 11/01/2013 S 1,500 D $17.411 287,727 D
Common Stock 11/01/2013 S 4,600 D $17.412 283,127 D
Common Stock 11/01/2013 S 300 D $17.4125 282,827 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Remarks: Form Two of Three
/s/ Marilyn R. Post, on behalf of and as attorney-in-fact for Michael G. Van de Ven 11/05/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.