0001213900-23-043099.txt : 20230525 0001213900-23-043099.hdr.sgml : 20230525 20230525162732 ACCESSION NUMBER: 0001213900-23-043099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RECCA MICHAEL E CENTRAL INDEX KEY: 0000923781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35927 FILM NUMBER: 23961100 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP CENTRAL INDEX KEY: 0001009891 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 204458244 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 BUSINESS PHONE: 631-881-4920 MAIL ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 FORMER COMPANY: FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC. DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: Gales Industries Inc DATE OF NAME CHANGE: 20060410 FORMER COMPANY: FORMER CONFORMED NAME: Ashlin Development Corp DATE OF NAME CHANGE: 20050127 4 1 ownership.xml X0407 4 2023-05-23 0 0001009891 AIR INDUSTRIES GROUP AIRI 0000923781 RECCA MICHAEL E 1460 FIFTH AVE BAY SHORE NY 11706 0 1 0 0 Chief Financial Officer 0 Common Stock 0 D Stock Options 3.43 2023-05-23 4 A 0 21600 A 2023-05-23 2028-06-30 Common Stock 21600 21600 D Stock options 8.30 2023-05-23 4 D 0 10000 D 2027-03-31 Common Stock 10000 10000 D Stock options 12.20 2023-05-23 4 D 0 12500 D 2026-07-31 Common Stock 12500 12500 D Stock options 13.90 2023-05-23 4 D 0 7500 D 2023-03-24 2026-03-31 Common Stock 7500 7500 D Stock options 10.30 2023-05-23 4 D 0 10000 D 2022-03-25 2025-03-31 Common Stock 10000 10000 D Stock options 8.80 2023-05-23 4 D 0 9000 D 2019-01-19 2024-01-31 Common Stock 9000 9000 D Stock options 14.20 2023-05-23 4 D 0 5000 D 2022-07-24 2024-07-24 Common Stock 5000 5000 D The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. Vests as to 3,333 shares on each of April 12, 2022 and March 31, 2023, and 3,334 shares on March 31, 2024. Vests in equal installments of 4,167 shares on July 30, 2021, July 31, 2022 and 4,166 shares on July 31, 2023. /s/ Michael E. Recca 2023-05-25