1
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NAMES OF REPORTING PERSONS
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Norman H. Pessin
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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☑
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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1,866,761
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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1,866,761
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,866,761
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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1) 7.7%
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14
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TYPE OF REPORTING PERSON*
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IN
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1
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NAMES OF REPORTING PERSONS
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Brian Pessin
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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☑
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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PF
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||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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||||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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735,527
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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735,527
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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735,527
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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☐
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||||
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||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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3.0%
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14
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TYPE OF REPORTING PERSON*
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IN
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Item 1. | Security and Issuer |
Item 2.
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Identity and Background
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Name and Address:
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1)
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Norman H. Pessin
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366 Madison Avenue, 14th Floor
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New York, NY 10017
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2)
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Brian Pessin
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310 East 75th Street, Apt. 2A
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New York, NY 10021
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Principal Occupation:
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1)
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Investor
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2)
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Investor
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Criminal Convictions:
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1)
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None
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2)
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None
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Civil Proceedings:
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1)
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None
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2)
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None
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Citizenship:
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1)
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United States
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2)
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United States
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Item 3. | Source and Amount of Funds or Other Consideration |
Item 4. | Purpose of Transaction |
Item 5. | Interest in Securities of the Issuer |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
Item 7. | Material to Be Filed as Exhibits |
/s/ Norman H. Pessin
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Norman H. Pessin
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/s/ Brian Pessin
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Brian Pessin
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July 8, 2015
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Shares of Common
Stock Bought
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Price Per
Share ($)
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Date of
Purchase
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Norman H. Pessin
|
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24,800
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0.59
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5/8/15
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24,000
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0.55
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5/13/15
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11,500
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0.62
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6/9/15
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13,461
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0.58
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6/10/15
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40,600
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0.59
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6/16/15
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25,000
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0.60
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6/25/15
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38,000
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0.53
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6/29/15
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33,200
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0.53
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6/30/15
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7,410
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0.55
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7/2/15
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Brian Pessin
|
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10,000
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0.59
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5/8/15
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10,000
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0.55
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5/12/15
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20,000
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0.59
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6/15/15
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20,000
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0.53
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6/30/15
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