1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Norman H. Pessin
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
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||
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|||
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|
||||
4
|
SOURCE OF FUNDS
|
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|
||
PF
|
|
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|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
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|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
777,853
|
|
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|||
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||||
8
|
SHARED VOTING POWER
|
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||
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|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
777,853
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
777,853
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.0%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON*
|
|
|
||
IN
|
|
|
|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Sandra F. Pessin
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
PF
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
700,100
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
700,100
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
700,100
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON*
|
|
|
||
IN
|
|
|
|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Brian Pessin
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
PF
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
598,911
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
598,911
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
598,911
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.5%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON*
|
|
|
||
IN
|
|
|
|||
|
|
Item 1. | Security and Issuer |
Item 2. | Identity and Background |
Name and Address:
|
1) |
Norman H. Pessin
|
366 Madison Avenue, 14th Floor
|
||
New York, NY 10017
|
||
2) |
Sandra F. Pessin
|
|
366 Madison Avenue, 14th Floor
|
||
New York, NY 10017
|
||
3) |
Brian Pessin
|
|
310 East 75th Street, Apt. 2A
|
||
New York, NY 10021
|
||
Principal Occupation:
|
1) |
Investor
|
2) |
Housewife
|
|
3) |
Investor
|
|
Criminal Convictions:
|
1) |
None
|
2) |
None
|
|
3) |
None
|
|
Civil Proceedings:
|
1) |
None
|
2) |
None
|
|
3) |
None
|
|
Citizenship:
|
1) |
United States
|
2) |
United States
|
|
3) |
United States
|
Item 3. | Source and Amount of Funds or Other Consideration |
Item 4. | Purpose of Transaction |
Item 5. | Interest in Securities of the Issuer |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
Item 7. | Material to Be Filed as Exhibits |
/s/ Norman H. Pessin
|
||
Norman H. Pessin
|
||
/s/ Sandra F. Pessin | ||
Sandra F. Pessin
|
||
/s/ Brian Pessin | ||
Brian Pessin
|
||
June 4, 2015
|
Shares of Common
Stock Bought
|
Price Per
Share ($)
|
Date of
Purchase
|
Norman H. Pessin
|
||
5,000
|
0.75
|
4/6/15
|
300
|
0.75
|
4/7/15
|
13,600
|
0.78
|
4/8/15
|
10,000
|
0.75
|
4/10/15
|
9,400
|
0.75
|
4/13/15
|
48,300
|
0.82
|
4/16/15
|
89,921
|
0.83
|
4/17/15
|
33,054
|
0.89
|
4/20/15
|
33,901
|
0.91
|
4/21/15
|
24,400
|
0.88
|
4/22/15
|
18,985
|
0.88
|
4/23/15
|
37,196
|
0.84
|
4/24/15
|
14,100
|
0.84
|
4/27/15
|
15,800
|
0.84
|
4/28/15
|
54,600
|
0.70
|
5/29/15
|
25,000
|
0.69
|
6/1/15
|
Sandra F. Pessin
|
||
60,405
|
0.80
|
4/29/15
|
15,800
|
0.84
|
4/30/15
|
26,595
|
0.77
|
4/30/15
|
23,733
|
0.83
|
5/1/15
|
21,200
|
0.88
|
5/4/15
|
23,730
|
0.83
|
5/5/15
|
7,813
|
0.89
|
5/5/15
|
30,000
|
0.92
|
5/6/15
|
19,091
|
0.87
|
5/7/15
|
19,091
|
0.87
|
5/8/15
|
29,724
|
0.83
|
5/11/15
|
60,200
|
0.84
|
5/12/15
|
37,100
|
0.84
|
5/13/15
|
44,900
|
0.86
|
5/14/15
|
45,000
|
0.85
|
5/15/15
|
50,000
|
0.80
|
5/18/15
|
108,653
|
0.75
|
5/19/15
|
30,700
|
0.78
|
5/20/15
|
50,000
|
0.72
|
5/21/15
|
22,858
|
0.69
|
6/2/15
|
5,831
|
0.69
|
6/3/15
|
Shares of Common
Stock Bought
|
Price Per
Share ($)
|
Date of
Purchase
|
Brian Pessin
|
||
23,600
|
0.83
|
5/1/15
|
10,000
|
0.88
|
5/4/15
|
5,000
|
0.92
|
5/6/15
|
5,000
|
0.87
|
5/8/15
|
5,000
|
0.83
|
5/11/15
|
10,000
|
0.84
|
5/12/15
|
5,000
|
0.84
|
5/13/15
|
10,000
|
0.86
|
5/14/15
|
5,000
|
0.85
|
5/15/15
|
20,000
|
0.75
|
5/19/15
|
10,000
|
0.72
|
5/26/15
|
6,000
|
0.71
|
5/26/15
|
6,400
|
0.71
|
5/27/15
|
10,000
|
0.70
|
5/29/15
|