0000921895-17-000310.txt : 20170213 0000921895-17-000310.hdr.sgml : 20170213 20170213170023 ACCESSION NUMBER: 0000921895-17-000310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170123 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICTV Brands Inc. CENTRAL INDEX KEY: 0001076522 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 760621102 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 489 DEVON PARK DRIVE STREET 2: SUITE 315 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-598-2300 MAIL ADDRESS: STREET 1: 489 DEVON PARK DRIVE STREET 2: SUITE 315 CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL COMMERCIAL TELEVISION INC DATE OF NAME CHANGE: 20010312 FORMER COMPANY: FORMER CONFORMED NAME: MORAN DOME EXPLORATION INC DATE OF NAME CHANGE: 20010312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PESSIN NORMAN H CENTRAL INDEX KEY: 0000923666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49638 FILM NUMBER: 17600243 MAIL ADDRESS: STREET 1: C/O LEVY, HARKINS & CO., INC. STREET 2: 366 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PESSIN SANDRA F CENTRAL INDEX KEY: 0000936979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49638 FILM NUMBER: 17600244 MAIL ADDRESS: STREET 1: C/O NORMAN PESSIN STREET 2: 366 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 form407911010_0213207.xml OWNERSHIP DOCUMENT X0306 4 2017-01-23 0 0001076522 ICTV Brands Inc. ICTV 0000936979 PESSIN SANDRA F C/O NORMAN PESSIN 366 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10017 0 0 1 1 See Explanation of Responses 0000923666 PESSIN NORMAN H C/O LEVY, HARKINS & CO., INC. 366 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10017 0 0 0 1 See Explanation of Responses Common Stock 2240484 I By: Norman H. Pessin Common Stock 2017-01-23 4 P 0 3529412 0.34 A 5696079 D This Form 4 is filed jointly by Norman H. Pessin and Sandra F. Pessin (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group along with Diana S. Pessin and Brian L. Pessin, that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or her pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose. Shares beneficially owned by Norman H. Pessin, Sandra F. Pessin's spouse. Sandra F. Pessin expressly disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. Shares purchased on January 23, 2017 pursuant to a Securities Purchase Agreement with the Issuer and the other investors named therein (including Sandra F. Pessin) entered into on October 4, 2016. Norman H. Pessin expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Sandra F. Pessin 2017-02-13 /s/ Norman H. Pessin 2017-02-13