0001567619-21-003610.txt : 20210212 0001567619-21-003610.hdr.sgml : 20210212 20210212172125 ACCESSION NUMBER: 0001567619-21-003610 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Eric A. CENTRAL INDEX KEY: 0001743600 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 21629798 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 5 1 doc1.xml FORM 5 X0306 5 2020-12-31 0 0 0 0000923571 US XPRESS ENTERPRISES INC USX 0001743600 Peterson Eric A. 4080 JENKINS ROAD CHATTANOOGA TN 37421 0 1 0 0 Chief Financial Off. & Treas. Class A Common Stock 2020-06-30 5 A 0 2427 4.38 A 341419 D Class A Common Stock 2020-12-31 5 A 0 2151 4.94 A 343570 D The shares were acquired under the issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). /s/ Eric A. Peterson, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2021-02-12