0001567619-20-013666.txt : 20200723 0001567619-20-013666.hdr.sgml : 20200723 20200723172834 ACCESSION NUMBER: 0001567619-20-013666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200721 FILED AS OF DATE: 20200723 DATE AS OF CHANGE: 20200723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pate Lisa M CENTRAL INDEX KEY: 0001378972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 201044378 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate CENTRAL INDEX KEY: 0001743550 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 201044379 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2020-07-21 0 0000923571 US XPRESS ENTERPRISES INC USX 0001378972 Pate Lisa M 11227 MEADOWVIEW ROAD GEORGETOWN TN 37336 0 0 1 1 Trustee & Managing GP 0001743550 Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate 11227 MEADOWVIEW ROAD GEORGETOWN TN 37336 0 0 1 0 Class B Common Stock 2020-07-21 4 S 0 20000 7.0389 D 2463914 I Trustee Class A Common Stock 110919 D Class B Common Stock 319994 D Class B Common Stock 150005 I Managing General Partner The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan of the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate. The shares sold automatically converted to Class A common stock upon sale. The price reflects a weighted average sale price for multiple transactions ranging from $7.00 to $7.30, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price. Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which Ms. Pate is the sole trustee. Shares held by Ms. Pate. Shares held by the Quinn Family Partners, L.P., in which Ms. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes. /s/ Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2020-07-23 /s/ Lisa M. Pate, trustee Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2020-07-23