0001567619-20-009597.txt : 20200512 0001567619-20-009597.hdr.sgml : 20200512 20200512170644 ACCESSION NUMBER: 0001567619-20-009597 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190813 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pate Lisa M CENTRAL INDEX KEY: 0001378972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 20869981 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate CENTRAL INDEX KEY: 0001743550 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 20869982 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2019-08-13 0 0000923571 US XPRESS ENTERPRISES INC USX 0001378972 Pate Lisa M 11227 MEADOWVIEW ROAD GEORGETOWN TN 37336 0 0 1 1 Trustee & Managing GP 0001743550 Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate 11227 MEADOWVIEW ROAD GEORGETOWN TN 37336 0 0 1 0 Class A Common Stock 2019-08-13 4 D 0 7032 0 D 101772 D Class A Common Stock 2020-05-09 4 M 0 9147 0 A 110919 D Class B Common Stock 319994 D Class B Common Stock 2583914 I Trustee Class B Common Stock 150005 I Managing General Partner Restricted Stock Units 2020-05-09 4 M 0 9147 0 D Class A Common Stock 9147 0 D Represents shares of restricted stock that were forfeited upon Ms. Pate's resignation from the issuer's board of directors. Shares held by Ms. Pate. Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis. Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which Ms. Pate is the sole trustee. Shares held by the Quinn Family Partners, L.P., in which Ms. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes. The RSUs were granted on August 20, 2019 and were scheduled to vest upon the earlier of May 9, 2020 and the issuer's 2020 annual meeting of stockholders, subject to certain vesting and forfeiture provisions. /s/ Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2020-05-12 /s/ Lisa M. Pate, trustee Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2020-05-12