0001567619-20-009597.txt : 20200512
0001567619-20-009597.hdr.sgml : 20200512
20200512170644
ACCESSION NUMBER: 0001567619-20-009597
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190813
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pate Lisa M
CENTRAL INDEX KEY: 0001378972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 20869981
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate
CENTRAL INDEX KEY: 0001743550
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 20869982
BUSINESS ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4235103000
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC
CENTRAL INDEX KEY: 0000923571
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213]
IRS NUMBER: 621378182
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4235103000
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
4
1
doc1.xml
FORM 4
X0306
4
2019-08-13
0
0000923571
US XPRESS ENTERPRISES INC
USX
0001378972
Pate Lisa M
11227 MEADOWVIEW ROAD
GEORGETOWN
TN
37336
0
0
1
1
Trustee & Managing GP
0001743550
Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate
11227 MEADOWVIEW ROAD
GEORGETOWN
TN
37336
0
0
1
0
Class A Common Stock
2019-08-13
4
D
0
7032
0
D
101772
D
Class A Common Stock
2020-05-09
4
M
0
9147
0
A
110919
D
Class B Common Stock
319994
D
Class B Common Stock
2583914
I
Trustee
Class B Common Stock
150005
I
Managing General Partner
Restricted Stock Units
2020-05-09
4
M
0
9147
0
D
Class A Common Stock
9147
0
D
Represents shares of restricted stock that were forfeited upon Ms. Pate's resignation from the issuer's board of directors.
Shares held by Ms. Pate.
Each restricted stock unit ("RSU") convert into the issuer's Class A Common Stock on a one-for-one basis.
Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which Ms. Pate is the sole trustee.
Shares held by the Quinn Family Partners, L.P., in which Ms. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes.
The RSUs were granted on August 20, 2019 and were scheduled to vest upon the earlier of May 9, 2020 and the issuer's 2020 annual meeting of stockholders, subject to certain vesting and forfeiture provisions.
/s/ Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2020-05-12
/s/ Lisa M. Pate, trustee Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2020-05-12