0001567619-20-004833.txt : 20200225 0001567619-20-004833.hdr.sgml : 20200225 20200225174645 ACCESSION NUMBER: 0001567619-20-004833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harness Justin C CENTRAL INDEX KEY: 0001795486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 20652448 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2020-02-21 0 0000923571 US XPRESS ENTERPRISES INC USX 0001795486 Harness Justin C 4080 JENKINS ROAD CHATTANOOGA TN 37421 0 1 0 0 Chief Revenue Officer Class A Common Stock 2020-02-21 4 M 0 4627 A 9221 D Class A Common Stock 2020-02-21 4 F 0 1372 5.76 D 7849 D Restricted Stock Units 2020-02-21 4 M 0 4627 0 D Class A Common Stock 4627 13884 D Restricted Stock Units ("RSUs") convert into Class A Common Stock on a one-for-one basis. Includes 1,429 shares that were acquired under the issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). The remaining RSUs will vest in three approximately equal installments on each of February 21, 2021, 2022, and 2023 and are subject to certain vesting, forfeiture, and termination provisions. /s/ Justin C. Harness, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2020-02-25