0001567619-19-007112.txt : 20190318
0001567619-19-007112.hdr.sgml : 20190318
20190318171659
ACCESSION NUMBER: 0001567619-19-007112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190314
FILED AS OF DATE: 20190318
DATE AS OF CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MAX L
CENTRAL INDEX KEY: 0000931421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 19689206
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuller Janice
CENTRAL INDEX KEY: 0001743588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 19689207
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuller Family Enterprises, LLC
CENTRAL INDEX KEY: 0001743589
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 19689208
BUSINESS ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4235103000
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC
CENTRAL INDEX KEY: 0000923571
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213]
IRS NUMBER: 621378182
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4235103000
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
4
1
doc1.xml
FORM 4
X0306
4
2019-03-14
0
0000923571
US XPRESS ENTERPRISES INC
USX
0000931421
FULLER MAX L
4080 JENKINS ROAD
CHATTANOOGA
TN
37421
1
1
1
1
Executive Chairman
Member & Co-Trustee
0001743588
Fuller Janice
4080 JENKINS ROAD
CHATTANOOGA
TN
37421
0
0
1
0
0001743589
Fuller Family Enterprises, LLC
4080 JENKINS ROAD
CHATTANOOGA
TN
37421
0
0
1
0
Class B Common Stock
2019-03-14
4
M
0
66663
A
133326
D
Class B Common Stock
8261776
I
Member
Class B Common Stock
1993269
I
Co-trustee
Class A Common Stock
25332
D
Class A Common Stock
688940
I
Member
Restricted Stock Units
2019-03-14
4
M
0
66663
0
D
Class B Common Stock
66663
333340
D
Restricted Stock Units ("RSUs") convert into Class B Common Stock on a one-for-one basis.
Shares held by Mr. Max Fuller.
Shares held by Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
Shares held by the Max L. Fuller 2008 Irrevocable Trust FBO William E. Fuller, over which Ms. Janice Fuller and her son, Mr. Eric Fuller, are the co-trustees and have shared dispositive power and Mr. Eric Fuller has sole voting power. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
The remaining RSUs will vest in five approximately equal installments on each of March 14, 2020, 2021, 2022, 2023, and 2024, subject to continuous employment through each respective vesting date and certain other termination and forfeiture conditions.
/s/ Max L. Fuller, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2019-03-18
/s/ Janice Fuller, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2019-03-18
/s/ Max L. Fuller, member Fuller Family Enterprises, LLC, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2019-03-18