0001567619-19-005393.txt : 20190225
0001567619-19-005393.hdr.sgml : 20190225
20190225205515
ACCESSION NUMBER: 0001567619-19-005393
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190221
FILED AS OF DATE: 20190225
DATE AS OF CHANGE: 20190225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MAX L
CENTRAL INDEX KEY: 0000931421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 19631385
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuller Janice
CENTRAL INDEX KEY: 0001743588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 19631386
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuller Family Enterprises, LLC
CENTRAL INDEX KEY: 0001743589
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 19631387
BUSINESS ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4235103000
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC
CENTRAL INDEX KEY: 0000923571
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213]
IRS NUMBER: 621378182
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4235103000
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
4
1
doc1.xml
FORM 4
X0306
4
2019-02-21
0
0000923571
US XPRESS ENTERPRISES INC
USX
0000931421
FULLER MAX L
4080 JENKINS ROAD
CHATTANOOGA
TN
37421
1
1
1
1
Executive Chairman
Member & Co-Trustee
0001743588
Fuller Janice
4080 JENKINS ROAD
CHATTANOOGA
TN
37421
0
0
1
0
0001743589
Fuller Family Enterprises, LLC
4080 JENKINS ROAD
CHATTANOOGA
TN
37421
0
0
1
0
Class A Common Stock
2019-02-21
4
A
0
15957
0
A
25332
D
Class A Common Stock
688940
I
Member
Class B Common Stock
66663
D
Class B Common Stock
8261776
I
Member
Class B Common Stock
1993269
I
Co-Trustee
Employee Stock Option (Right to Buy)
9.40
2019-02-21
4
A
0
0
0
A
2029-02-21
Class A Common Stock
0
0
D
Represents a restricted stock award under the 2018 Omnibus Incentive Plan. The award vests in four equal installments on each of February 21, 2020, 2021, 2022, and 2023 and is subject to certain vesting, forfeiture, and termination provisions.
Securities held by Mr. Fuller.
Shares held by Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
Shares held by the Max L. Fuller 2008 Irrevocable Trust FBO William E. Fuller, over which Ms. Janice Fuller and her son, Mr. Eric Fuller, are the co-trustees and have shared dispositive power and Mr. Eric Fuller has sole voting power. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
The issuer has not finalized its option pricing model to determine the number of stock options granted to Mr. Max Fuller. When the number of stock options granted is determined, this Form 4 will be amended to disclose the number of stock options granted.
Options vest in four equal installments on each of February 21, 2020, 2021, 2022, and 2023, and is subject to certain vesting, forfeiture, and termination provisions.
/s/ Max L. Fuller, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2019-02-25
/s/ Janice Fuller, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2019-02-25
/s/ Max L. Fuller, member Fuller Family Enterprises, LLC, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2019-02-25