0001567619-19-005391.txt : 20190225 0001567619-19-005391.hdr.sgml : 20190225 20190225205012 ACCESSION NUMBER: 0001567619-19-005391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herndon Matt CENTRAL INDEX KEY: 0001651569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 19631376 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2019-02-21 0 0000923571 US XPRESS ENTERPRISES INC USX 0001651569 Herndon Matt 4080 JENKINS ROAD CHATTANOOGA TN 37421 0 1 0 0 Chief Operating Officer Class A Common Stock 2019-02-21 4 A 0 15957 0 A 62720 D Employee Stock Options (right to buy) 9.4 2019-02-21 4 A 0 0 0 A 2029-02-21 Class A Common Stock 0 0 D Represents a restricted stock award under the 2018 Omnibus Incentive Plan. The award vests in four equal installments on each of February 21, 2020, 2021, 2022, and 2023, and is subject to certain vesting, forfeiture, and termination provisions. The issuer has not finalized its option pricing model to determine the number of stock options granted to the reporting person. When the number of stock options granted is determined, this Form 4 will be amended to disclose the number of stock options granted. Options vest in four equal installments on each of February 21, 2020, 2021, 2022, and 2023, and is subject to certain vesting, forfeiture, and termination provisions. /s/ Matt Herndon, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2019-02-25