-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G9Rg0+K+FLgY1Q2rEWTFaQwPanesOssvXVMux9H2JgXNWQfw8kcaOHHtKNWrGX97 +bq8UYGLCA+Qn3UaOBsKug== 0001379026-06-000001.txt : 20061026 0001379026-06-000001.hdr.sgml : 20061026 20061026111612 ACCESSION NUMBER: 0001379026-06-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061020 FILED AS OF DATE: 20061026 DATE AS OF CHANGE: 20061026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Casteel Lori Bonneau CENTRAL INDEX KEY: 0001379026 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24806 FILM NUMBER: 061164730 BUSINESS ADDRESS: BUSINESS PHONE: 423-510-3000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2006-10-20 0 0000923571 US XPRESS ENTERPRISES INC XPRSA 0001379026 Casteel Lori Bonneau 4080 JENKINS ROAD CHATTANOOGA TN 37421 0 0 0 1 VP and Corporate Controller Class A Common Stock 1765 D Class A Common Stock 236 I Employee Stock Purchase Plan Class A Common Stock 259 I 401 (K) Plan Employee Stock Options (Right-to-Buy) 13.9 2005-10-25 2015-02-05 Class A Common Stock 2000 D Grant to reporting person of 1,765 restricted shares of the Issuer's Class A Common Stock under the 2002 Stock Incentive Plan on April 6, 2006. The restrictions lapse with the passage of time at the rate of 25% on the first through the fourth anniversaries of the grant date. The number of shares beneficially owned is equal to the reporting person's October 20, 2006 account balance, the latest balance available under the Issuer's XPRE$$AVINGS 401 (k) Plan, in the employer's stock fund, divided by the closing price on October 20, 2006. The fund is unitized and as such does not itself allocate a specific number of shares to each participant. Grant to reporting person of options to buy 3,000 shares of the Issuer's Class A Common Stock under the 2002 Incentive Stock Plan on February 5, 2004. Recipient exercised 1,000 of the shares subject to the option on February 8, 2005. The original stock option agreement allowed for vesting of 33% on the first through the third anniversaries of the grant date. On October 25, 2005, the Compensation Committee of the Issuer's Board of Directors approved the acceleration of all non-vested options. /s/Lori Bonneau Casteel 2006-10-26 -----END PRIVACY-ENHANCED MESSAGE-----