-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I0x5lqe0cRbXTHIcZKekrmu/3WJlY6+BWCBxoSnLXb9vnP3H82HZZpL9CLOpUv1E 9f0uyWOxz+QxESvAc/1vWA== 0001378951-06-000001.txt : 20061026 0001378951-06-000001.hdr.sgml : 20061026 20061026164927 ACCESSION NUMBER: 0001378951-06-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061020 FILED AS OF DATE: 20061026 DATE AS OF CHANGE: 20061026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walters Michael S CENTRAL INDEX KEY: 0001378951 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24806 FILM NUMBER: 061166397 BUSINESS ADDRESS: BUSINESS PHONE: 423-510-3000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2006-10-20 0 0000923571 US XPRESS ENTERPRISES INC XPRSA 0001378951 Walters Michael S 4080 JENKINS ROAD CHATTANOOGA TN 37421 0 1 0 0 Pres. & CEO of Subsidiary Class A Common Stock 4265 D Class A Common Stock 11800 D Class A Common Stock 245 I 401(K) Plan Grant to reporting person of 4,265 restricted shares of the Issuer's Class A Common Stock under the 2002 Stock Incentive Plan on February 28, 2006. The restrictions lapse with the passage of time at the rate of 50% upon the Walters Initial Vesting Date (defined as the first to occur of (i) the closing of the exercise by the Investor of the Investor Call Option under the Amended and Restated Stockholders' Agreement and (ii) December 8, 2007), and 50% upon the second anniversary of the Walters Initial Vesting Date. Grant to reporting person of 11,800 restricted shares of the Issuer's Class A Common Stock on February 28, 2006. The restrictions lapse with the passage of time at the rate of 50% upon the Walters Initial Vesting Date and 50% upon the one year anniversary of the Walters Initial Vesting Date. The number of shares beneficially owned is equal to the reporting person's October 20, 2006 account balance, the latest balance available under the Issuer's XPRE$$AVINGS 401 (K) Plan, in the employer's stock fund, divided by the closing price on October 20, 2006. The fund is unitized and as such does not itself allocate a specific number of shares to each participant. /s/Michael S. Walters 2006-10-26 -----END PRIVACY-ENHANCED MESSAGE-----