0001140361-18-028768.txt : 20180615
0001140361-18-028768.hdr.sgml : 20180615
20180615154705
ACCESSION NUMBER: 0001140361-18-028768
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180613
FILED AS OF DATE: 20180615
DATE AS OF CHANGE: 20180615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pate Lisa M
CENTRAL INDEX KEY: 0001378972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 18902094
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate
CENTRAL INDEX KEY: 0001743550
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38528
FILM NUMBER: 18902095
BUSINESS ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4235103000
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC
CENTRAL INDEX KEY: 0000923571
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213]
IRS NUMBER: 621378182
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4235103000
MAIL ADDRESS:
STREET 1: 4080 JENKINS ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
4
1
doc1.xml
FORM 4
X0306
4
2018-06-13
0
0000923571
US XPRESS ENTERPRISES INC
USX
0001378972
Pate Lisa M
4080 JENKINS RD.
CHATTANOOGA
TN
37421
1
1
1
1
Chief Administrative Officer
Trustee & Managing GP
0001743550
Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate
4080 JENKINS ROAD
CHATTANOOGA
TN
37421
0
0
1
0
Class A Common Stock
2018-06-13
4
A
0
9375
0
A
9375
D
Class B Common Stock
222222
D
Class B Common Stock
3374516
I
Trustee
Class B Common Stock
1400005
I
Managing General Partner
Employee Stock Options (right to buy)
16
2018-06-13
4
A
0
24631
0
A
2028-06-13
Class A Common Stock
24631
24631
D
Represents a restricted stock award under the 2018 Omnibus Incentive Plan. The award vests in four equal installments on each of June 13, 2019, 2020, 2021, and 2022, and is subject to certain vesting, forfeiture, and termination provisions.
Shares held by Ms. Pate.
Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which Ms. Pate is the sole trustee.
Shares held by Quinn Family Partners, L.P., in which Ms. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes.
Options vest in four equal installments on each of June 13, 2019, 2020, 2021, and 2022, and is subject to certain vesting, forfeiture, and termination provisions.
/s/ Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2018-06-15
/s/ Lisa M. Pate, trustee Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC
2018-06-15