0001140361-18-028768.txt : 20180615 0001140361-18-028768.hdr.sgml : 20180615 20180615154705 ACCESSION NUMBER: 0001140361-18-028768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180613 FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pate Lisa M CENTRAL INDEX KEY: 0001378972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 18902094 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate CENTRAL INDEX KEY: 0001743550 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 18902095 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2018-06-13 0 0000923571 US XPRESS ENTERPRISES INC USX 0001378972 Pate Lisa M 4080 JENKINS RD. CHATTANOOGA TN 37421 1 1 1 1 Chief Administrative Officer Trustee & Managing GP 0001743550 Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate 4080 JENKINS ROAD CHATTANOOGA TN 37421 0 0 1 0 Class A Common Stock 2018-06-13 4 A 0 9375 0 A 9375 D Class B Common Stock 222222 D Class B Common Stock 3374516 I Trustee Class B Common Stock 1400005 I Managing General Partner Employee Stock Options (right to buy) 16 2018-06-13 4 A 0 24631 0 A 2028-06-13 Class A Common Stock 24631 24631 D Represents a restricted stock award under the 2018 Omnibus Incentive Plan. The award vests in four equal installments on each of June 13, 2019, 2020, 2021, and 2022, and is subject to certain vesting, forfeiture, and termination provisions. Shares held by Ms. Pate. Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which Ms. Pate is the sole trustee. Shares held by Quinn Family Partners, L.P., in which Ms. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes. Options vest in four equal installments on each of June 13, 2019, 2020, 2021, and 2022, and is subject to certain vesting, forfeiture, and termination provisions. /s/ Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2018-06-15 /s/ Lisa M. Pate, trustee Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2018-06-15