0001140361-18-028762.txt : 20180615 0001140361-18-028762.hdr.sgml : 20180615 20180615153723 ACCESSION NUMBER: 0001140361-18-028762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180613 FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battersby Leigh Anne CENTRAL INDEX KEY: 0001743585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38528 FILM NUMBER: 18902055 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2018-06-13 0 0000923571 US XPRESS ENTERPRISES INC USX 0001743585 Battersby Leigh Anne 4080 JENKINS ROAD CHATTANOOGA TN 37421 0 1 0 0 EVP & Corporate Gen. Counsel Class A Common Stock 2018-06-13 4 A 0 7594 0 A 54261 D Employee Stock Option (right to buy) 16 2018-06-13 4 A 0 19951 0 A 2028-06-13 Class A Common Stock 19951 19951 D Represents a restricted stock award under the 2018 Omnibus Incentive Plan. The award vests in four equal installments on each of June 13, 2019, 2020, 2021, and 2022, and is subject to certain vesting, forfeiture, and termination provisions. Options vest in four equal installments on each of June 13, 2019, 2020, 2021, and 2022, and is subject to certain vesting, forfeiture, and termination provisions. /s/ Leigh Anne Battersby, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2018-06-15