SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Pate Lisa M

(Last) (First) (Middle)
4080 JENKINS RD.

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/13/2018
3. Issuer Name and Ticker or Trading Symbol
US XPRESS ENTERPRISES INC [ USX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) X Other (specify below)
Chief Administrative Officer Trustee & Managing GP
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B Common Stock 3,374,516 I(1) Trustee
Class B Common Stock 1,400,005 I(2) Managing General Partner
Class B Common Stock 222,222 D(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (4) (4) Class B Common Stock 77,775 (5) D
Restricted Stock Units (6) (6) Class B Common Stock 120,003 (5) D
1. Name and Address of Reporting Person*
Pate Lisa M

(Last) (First) (Middle)
4080 JENKINS RD.

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) X Other (specify below)
Chief Administrative Officer Trustee & Managing GP
1. Name and Address of Reporting Person*
Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate

(Last) (First) (Middle)
4080 JENKINS ROAD

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Securities held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which the Ms. Pate is the sole trustee.
2. Shares held by Quinn Family Partners, L.P., in which Ms. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.
3. Securities held by Ms. Pate.
4. The restricted stock units ("RSUs") will vest on May 15, 2019, subject to continuous employment through the vesting date and certain other termination and forfeiture conditions.
5. Each RSU represents a contingent right to receive one share of the issuer's Class B Common Stock.
6. The RSUs will vest in six equal installments on each of March 14, 2019, 2020, 2021, 2022, 2023, and 2024, subject to continuous employment through each respective vesting date and certain other termination and forfeiture conditions.
/s/ Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA filed herewith 06/13/2018
/s/ Lisa M. Pate, trustee Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA filed herewith 06/13/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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