-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F0aFTgLVh4Z4FnOcf4o5SKnId42aO14CDgIirPf9nIRq8hNToAi9zbM8D64OenER B/fXJ2wuf3kTBLuB2WFkhw== 0001140361-07-019818.txt : 20071016 0001140361-07-019818.hdr.sgml : 20071016 20071016174447 ACCESSION NUMBER: 0001140361-07-019818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071012 FILED AS OF DATE: 20071016 DATE AS OF CHANGE: 20071016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rogers Troy Ryan CENTRAL INDEX KEY: 0001378971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24806 FILM NUMBER: 071175002 BUSINESS ADDRESS: BUSINESS PHONE: 423-510-3000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0202 4 2007-10-12 1 0000923571 US XPRESS ENTERPRISES INC XPRSA 0001378971 Rogers Troy Ryan 4080 JENKINS ROAD CHATTANOOGA TN 37421 0 1 0 0 VP Treasury and Finance Class A Common Stock 2007-10-12 4 J 0 4453 20.10 D 0 D Class A Common Stock 2007-10-12 4 J 0 82 20.10 D 0 I by Employee Stock Purchase Plan Stock Options (Right-to-Buy) 6.875 2007-10-12 4 D 0 1500 D 2011-01-25 Class A Common Stock 1500 0 D Stock Options (Right-to-Buy) 11.50 2007-10-12 4 D 0 4800 D 2012-05-15 Class A Common Stock 4800 0 D Stock Options (Right-to-Buy) 13.90 2007-10-12 4 D 0 3000 D 2014-02-05 Class A Common Stock 3000 0 D Disposed of in connection with the tender offer and the merger of New Mountain Lake Acquisition Company ("NMLAC") with and into the Issuer (the "Merger") in exchange for a cash payment of $20.10 per share of the Issuer's Class A Common Stock. Disposed of in connection with the tender offer and the Merger in exchange for a cash payment of $20.10 per share of the Issuer's Class A Common Stock. The options to buy 1,500 shares of the Issuer?s Class A Common Stock under the Issuer?s 1993 Incentive Stock Plan, which originally provided for vesting annually on the first through the fourth anniversaries of the grant date beginning on January 25, 2002, were cancelled pursuant to the Merger in exchange for a cash payment of $19,837.50, representing (a) the difference between the per share exercise price of the option and the per share consideration received by stockholders in the Merger, times (b) the number of shares subject to the option. The options to buy 4,800 shares of the Issuer?s Class A Common Stock under the Issuer?s 2002 Stock Incentive Plan, which originally provided for vesting of 20% on the first through the fifth anniversaries of the grant date, but were accelerated to October 25, 2005 by the Compensation Committee of the Issuer?s Board of Directors, were cancelled pursuant to the Merger in exchange for a cash payment of $41,280, representing (a) the difference between the per share exercise price of the option and the per share consideration received by stockholders in the Merger, times (b) the number of shares subject to the option. The options to buy 3,000 shares of the Issuer?s Class A Common Stock under the Issuer?s 2002 Stock Incentive Plan, which originally provided for vesting of 33% on the first through the third anniversaries of the grant date beginning on February 5, 2005, but were accelerated to October 25, 2005 by the Compensation Committee of the Issuer?s Board of Directors, were cancelled pursuant to the Merger in exchange for a cash payment of $18,600, representing (a) the difference between the per share exercise price of the option and the per share consideration received by stockholders in the Merger, times (b) the number of shares subject to the option. /s/ Troy Ryan Rogers 2007-10-16 -----END PRIVACY-ENHANCED MESSAGE-----