-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OuHGEWnwa2NhqpNKxs48pQ0eKryfHXag18Er0YPdceIqnAKnffB7DPjDfoEdHnt2 GoauXI4k2ovPInDEwzTgwQ== 0001140361-06-015177.txt : 20061031 0001140361-06-015177.hdr.sgml : 20061031 20061031164712 ACCESSION NUMBER: 0001140361-06-015177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061020 FILED AS OF DATE: 20061031 DATE AS OF CHANGE: 20061031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRIS WILLIAM K CENTRAL INDEX KEY: 0001046539 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24806 FILM NUMBER: 061176224 BUSINESS ADDRESS: STREET 1: 2931 SOUTH MARKET STREET CITY: CHATTANOOGA STATE: TN ZIP: 37410 MAIL ADDRESS: STREET 1: RONNIE PATE STREET 2: 1431 PALISADES CITY: SIGNAL MOUNTAIN STATE: TN ZIP: 37377 4 1 doc1.xml FORM 4 X0202 4 2006-10-20 0 0000923571 US XPRESS ENTERPRISES INC XPRSA 0001046539 FARRIS WILLIAM K 4080 JENKINS RD. CHATTANOOGA TN 37421 0 1 0 0 VP and General Mgr. Dedicated Class A Common Stock 6680 D Class A Common Stock 4412 D Employee Stock Options (Right-to-Buy) 19.12 2006-10-20 4 D 0 10000 0 D 1998-09-18 2007-09-18 Class A Common Stock 10000 0 D Employee Stock Options (Right-to-Buy) 19.12 2006-10-20 4 A 0 10000 0 A 1998-09-18 2012-09-18 Class A Common Stock 10000 10000 D Grant to reporting person of 4,412 restricted shares of the Issuer's Class A Common Stock under the 2002 Stock Incentive Plan on April 6, 2006. The restrictions lapse with the passage of time at the rate of 25% on the first through the fourth anniversaries of the grant date. The two reported transactions involved an amendment of an outstanding option to extend the expiration date, resulting in a cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 18, 1997. /s/William K. Farris 2006-10-31 -----END PRIVACY-ENHANCED MESSAGE-----