-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QVJzjy8MB3D3iIcxZD+72JSR8f39/OkWsQfzStCnMuf3Ekgh5qR508Pgs+QuNY6B 7NruAXFl/qMadPqTA71JDA== 0001140361-06-015004.txt : 20061027 0001140361-06-015004.hdr.sgml : 20061027 20061027155707 ACCESSION NUMBER: 0001140361-06-015004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061020 FILED AS OF DATE: 20061027 DATE AS OF CHANGE: 20061027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rogers Troy Ryan CENTRAL INDEX KEY: 0001378971 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24806 FILM NUMBER: 061168957 BUSINESS ADDRESS: BUSINESS PHONE: 423-510-3000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4235103000 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 3 1 doc1.xml FORM 3 X0202 3 2006-10-20 0 0000923571 US XPRESS ENTERPRISES INC XPRSA 0001378971 Rogers Troy Ryan 4080 JENKINS ROAD CHATTANOOGA X1 37421 0 1 0 0 VP Treasury and Finance Class A Common Stock 2353 D Class A Common Stock 600 D Class A Common Stock 67 I Employee Stock Purchase Plan Employee Stock Options (Right-to-Buy) 6.875 2002-01-25 2011-01-25 Class A Common Stock 1500 D Employee Stock Options (Right-to-Buy) 11.50 2005-10-25 2012-05-15 Class A Common Stock 4800 D Grant to reporting person of 2,353 restricted shares of the Issuer's Class A Common Stock under the 2002 Stock Incentive Plan on April 6, 2006. The restrictions lapse with the passage of time at the rate of 25% on the first through the fourth anniversaries of the grant date. Grant to reporting person of options to buy 1,500 shares of the Issuer's Class A Common Stock under the 1993 Incentive Stock Plan on January 25, 2001. The options vested annually on the first through the fourth anniversaries of the grant date. Grant to reporting person of options to buy 4,800 shares of the Issuer's Class A Common Stock under the 2005 Stock Incentive Plan on May 15, 2002. The original stock option agreement allowed for vesting of 25% on the first through the fourth anniversaries of the grant date. On October 25, 2005, the Compensation Committee of the Issuer's Board of Directors approved the acceleration of all non-vested options. /s/Troy Ryan Rogers 2006-10-27 -----END PRIVACY-ENHANCED MESSAGE-----