-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RrtS85SKlG6LbL6UiAEW8SEIuBlnZlJxHIxfJOM3IFmY4aKbn74KT7Q2UEY4hr4i YdiOmnKpgSG99RJJUEk0ww== 0000931763-02-002872.txt : 20020814 0000931763-02-002872.hdr.sgml : 20020814 20020814180012 ACCESSION NUMBER: 0000931763-02-002872 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: US XPRESS ENTERPRISES INC CENTRAL INDEX KEY: 0000923571 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 621378182 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24806 FILM NUMBER: 02737698 BUSINESS ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 6156967377 MAIL ADDRESS: STREET 1: 4080 JENKINS ROAD CITY: CHATTONOOGA STATE: TN ZIP: 37421 8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2002 U.S. XPRESS ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Nevada 0-24806 62-1378182 (State or other (Commission (I.R.S. Employer jurisdiction File Number) Identification No.) of incorporation) 4080 Jenkins Road, Chattanooga, Tennessee 37421 (Address of principal executive offices) (zip code) Registrant's telephone number, including area code: (423) 510-3000 Item 7. Financial Statements and Exhibits The following Exhibits are furnished pursuant to Item 9 of this Report: Exhibit No. Description 99.1 CEO Certification of the 10-Q for the period ended June 30, 2002 pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.2 CFO Certification of the 10-Q for the period ended June 30, 2002 pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.3 CEO Certification of the 10-Q/A Amendment No. 1 for the period ended March 31, 2002 pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.4 CFO Certification of the 10-Q/A Amendment No. 1 for the period ended March 31, 2002 pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Item 9. Regulation FD Disclosure On August 14, 2002, each of the Principal Executive Officer, Patrick E. Quinn, and Principal Financial Officer, Ray M. Harlin, of U.S. Xpress Enterprises, Inc. submitted to the Securities and Exchange Commission sworn statements pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. A copy of each of these statements is attached hereto as an exhibit. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: August 14, 2002 U.S. XPRESS ENTERPRISES, INC. By: /s/ Ray M. Harlin --------------------------- Ray M. Harlin Principal Financial Officer EX-99.1 3 dex991.txt FORM OF CERTIFICATION EXHIBIT 99.1--CHIEF EXECUTIVE OFFICER CERTIFICATION CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of U.S. Xpress Enterprises, Inc. (the "Company") on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), the undersigned hereby certifies, pursuant to 18 U.S.C. (S)1350 (as adopted pursuant to (S)906 of the Sarbanes-Oxley Act of 2002) that he is the President (the Chief Executive Officer) of the Company and that: (1) the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company as of and for the periods covered in the Report. /s/ Patrick E. Quinn - -------------------------------------- Patrick E. Quinn Co-Chairman of the Board of Directors, President and Treasurer Date: August 14, 2002 EX-99.2 4 dex992.txt FORM OF CERTIFICATION EXHIBIT 99.2--CHIEF FINANCIAL OFFICER CERTIFICATION CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of U.S. Xpress Enterprises, Inc. (the "Company") on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), the undersigned hereby certifies, pursuant to 18 U.S.C. (S)1350 (as adopted pursuant to (S)906 of the Sarbanes-Oxley Act of 2002) that he is the Chief Financial Officer of the Company and that: (1) the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company as of and for the periods covered in the Report. /s/ Ray M. Harlin - ----------------------------------- Ray M. Harlin Executive Vice President of Finance and Chief Financial Officer Date: August 14, 2002 EX-99.3 5 dex993.txt FORM OF CERTIFICATION EXHIBIT 99.3 - CHIEF EXECUTIVE OFFICER CERTIFICATION CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Amended Quarterly Report of U.S. Xpress Enterprises, Inc. (the "Company") on Form 10-Q/A for the period ending March 31, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), the undersigned hereby certifies, pursuant to 18 U.S.C. ss. 1350 (as adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of 2002) that he is the President (the Chief Executive Officer) of the Company and that: (1) the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company as of and for the periods covered in the Report. /s/ Patrick E. Quinn - -------------------------------------- Patrick E. Quinn Co-Chairman of the Board of Directors, President and Treasurer Date: August 14, 2002 EX-99.4 6 dex994.txt FORM OF CERTIFICATION EXHIBIT 99.4 CHIEF FINANCIAL OFFICER CERTIFICATION CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Amended Quarterly Report of U.S. Xpress Enterprises, Inc. (the "Company") on Form 10-Q/A for the period ending March 31, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), the undersigned hereby certifies, pursuant to 18 U.S.C. ss. 1350 (as adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of 2002) that he is the Chief Financial Officer of the Company and that: (1) the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company as of and for the periods covered in the Report. /s/ Ray M. Harlin - ---------------------------------- Ray M. Harlin Executive Vice President of Finance and Chief Financial Officer Date: August 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----