0001437749-16-026864.txt : 20160304
0001437749-16-026864.hdr.sgml : 20160304
20160304162339
ACCESSION NUMBER: 0001437749-16-026864
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150305
FILED AS OF DATE: 20160304
DATE AS OF CHANGE: 20160304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUALSTAR CORP
CENTRAL INDEX KEY: 0000758938
STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695]
IRS NUMBER: 953927330
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 31248 OAK CREST DRIVE
STREET 2: SUITE 120
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91367
BUSINESS PHONE: 805-583-7744
MAIL ADDRESS:
STREET 1: 31248 OAK CREST DRIVE
STREET 2: SUITE 120
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91367
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BKF Asset Holdings, Inc.
CENTRAL INDEX KEY: 0001626686
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35810
FILM NUMBER: 161485534
BUSINESS ADDRESS:
STREET 1: 3990-B HERITAGE OAK COURT
CITY: SIMI VALLEY
STATE: CA
ZIP: 93063
BUSINESS PHONE: 805-416-7000
MAIL ADDRESS:
STREET 1: 3990-B HERITAGE OAK COURT
CITY: SIMI VALLEY
STATE: CA
ZIP: 93063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BKF CAPITAL GROUP INC
CENTRAL INDEX KEY: 0000009235
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35810
FILM NUMBER: 161485535
BUSINESS ADDRESS:
STREET 1: 225 N.E. MIZNER BOULEVARD, SUITE 400
CITY: BOCA RATON
STATE: FL
ZIP: 33432
BUSINESS PHONE: 561 362-4199
MAIL ADDRESS:
STREET 1: 225 N.E. MIZNER BOULEVARD, SUITE 400
CITY: BOCA RATON
STATE: FL
ZIP: 33432
FORMER NAME:
FORMER CONFORMED NAME: BAKER FENTRESS & CO
DATE OF NAME CHANGE: 19970829
FORMER NAME:
FORMER CONFORMED NAME: BAKER FENTRESS & CO ET AL
DATE OF NAME CHANGE: 19940714
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRONSON STEVEN N
CENTRAL INDEX KEY: 0001000383
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35810
FILM NUMBER: 161485536
4/A
1
rdgdoc.xml
FORM 4/A
X0306
4/A
2015-03-05
2015-03-09
0000758938
QUALSTAR CORP
QBAK
0001000383
BRONSON STEVEN N
31248 OAK CREST DRIVE, SUITE 120
WESTLAKE VILLAGE
CA
91361
1
1
1
CEO and President
0000009235
BKF CAPITAL GROUP INC
3990-B HERITAGE OAK CT.
SIMI VALLEY
CA
93063
1
0001626686
BKF Asset Holdings, Inc.
3990-B HERITAGE OAK CT.
SIMI VALLEY
CA
93063
1
Common Stock
2015-03-05
4
P
0
29201
1.49750
A
3133589
D
Common Stock
2015-03-06
4
P
0
100
1.50
A
3133689
D
Common Stock
2015-03-09
4
P
0
737
1.47
A
3134426
D
These shares of Qualstar Corporation (Qualstar) were purchased by BKF Asset Holdings, Inc. (BKF Holdings) in open market transactions. BKF Holdings is a wholly owned subsidiary of BKF Capital Group, Inc. (BKF Capital).
BKF Capital may be deemed the beneficial owner of 3,075,889 shares of Qualstar, consisting of 1,500,000 shares owned directly by BKF Capital, and an additional 1,575,889 shares owned through BKF Holdings. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital, may be deemed to be the beneficial owner of the shares of Qualstar held by BKF Capital. Mr. Bronson is the owner of an additional 57,700 shares of Qualstar.
BKF Capital may be deemed the beneficial owner of 3,075,989 shares of Qualstar, consisting of 1,500,000 shares owned directly by BKF Capital, and an additional 1,575,989 shares owned through BKF Holdings. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital, may be deemed to be the beneficial owner of the shares of Qualstar held by BKF Capital. Mr. Bronson is the owner of an additional 57,700 shares of Qualstar.
BKF Capital may be deemed the beneficial owner of 3,076,726 shares of Qualstar, consisting of 1,500,000 shares owned directly by BKF Capital, and an additional 1,575,726 shares owned through BKF Holdings. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital, may be deemed to be the beneficial owner of the shares of Qualstar held by BKF Capital. Mr. Bronson is the owner of an additional 57,700 shares of Qualstar.
The purpose of this amendment is to revise the number of shares reported in Column 5, Amount of Securities Beneficially Owned Following Reporting Transaction(s), to account for 100 shares that were purchased on March 4, 2015 but inadvertently omitted from the above numbers. The transaction covering the purchase of 100 shares on March 4, 2015 is disclosed in a separate Form 4 filing.
/s/ Steven N. Bronson
2016-03-04
/s/ Steven N. Bronson, CEO, BKF Capital Group, Inc.
2016-03-04
/s/ Steven N. Bronson, CEO, BKF Asset Holdings, Inc.
2016-03-04