0001104659-17-074375.txt : 20171220
0001104659-17-074375.hdr.sgml : 20171220
20171220190639
ACCESSION NUMBER: 0001104659-17-074375
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171218
FILED AS OF DATE: 20171220
DATE AS OF CHANGE: 20171220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BKF Asset Holdings, Inc.
CENTRAL INDEX KEY: 0001626686
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35810
FILM NUMBER: 171267777
BUSINESS ADDRESS:
STREET 1: 3990-B HERITAGE OAK COURT
CITY: SIMI VALLEY
STATE: CA
ZIP: 93063
BUSINESS PHONE: 805-416-7000
MAIL ADDRESS:
STREET 1: 3990-B HERITAGE OAK COURT
CITY: SIMI VALLEY
STATE: CA
ZIP: 93063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BKF CAPITAL GROUP INC
CENTRAL INDEX KEY: 0000009235
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35810
FILM NUMBER: 171267778
BUSINESS ADDRESS:
STREET 1: 225 N.E. MIZNER BOULEVARD, SUITE 400
CITY: BOCA RATON
STATE: FL
ZIP: 33432
BUSINESS PHONE: 561 362-4199
MAIL ADDRESS:
STREET 1: 225 N.E. MIZNER BOULEVARD, SUITE 400
CITY: BOCA RATON
STATE: FL
ZIP: 33432
FORMER NAME:
FORMER CONFORMED NAME: BAKER FENTRESS & CO
DATE OF NAME CHANGE: 19970829
FORMER NAME:
FORMER CONFORMED NAME: BAKER FENTRESS & CO ET AL
DATE OF NAME CHANGE: 19940714
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRONSON STEVEN N
CENTRAL INDEX KEY: 0001000383
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35810
FILM NUMBER: 171267779
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUALSTAR CORP
CENTRAL INDEX KEY: 0000758938
STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695]
IRS NUMBER: 953927330
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 WEST COCHRAN STREET
STREET 2: UNIT C
CITY: SIMI VALLEY
STATE: CA
ZIP: 93065
BUSINESS PHONE: 805-583-7744
MAIL ADDRESS:
STREET 1: 130 WEST COCHRAN STREET
STREET 2: UNIT C
CITY: SIMI VALLEY
STATE: CA
ZIP: 93065
4
1
a4.xml
4
X0306
4
2017-12-18
0
0000758938
QUALSTAR CORP
QBAK
0001000383
BRONSON STEVEN N
C/O QUALSTAR CORPORATION
130 WEST COCHRAN STREET, UNIT C
WESTLAKE VILLAGE
CA
91361
1
1
1
0
COB, CEO, President
0000009235
BKF CAPITAL GROUP INC
C/O QUALSTAR CORPORATION
130 WEST COCHRAN STREET, UNIT C
WESTLAKE VILLAGE
CA
91361
0
0
1
0
0001626686
BKF Asset Holdings, Inc.
C/O QUALSTAR CORPORATION
130 WEST COCHRAN STREET, UNIT C
WESTLAKE VILLAGE
CA
91361
0
0
1
0
Common Stock
2017-12-18
4
P
0
5000
7.50
A
14617
D
Common Stock
2017-12-18
4
P
0
5000
7.60
A
5000
I
By Mr. Bronson's spouse.
Common Stock
2017-12-20
4
P
0
1482
7.80
A
6482
I
By Mr. Bronson's spouse.
Common Stock
2017-12-20
4
P
0
3518
7.9514
A
10000
I
By Mr. Bronson's spouse.
Common Stock
548085
I
By BKF Asset Holdings, Inc.
Common Stock
548085
I
By BKF Capital Group, Inc.
This Form 4 is filed jointly by BKF Capital Group, Inc. ("BKF Capital"), BKF Asset Holdings, Inc. ("BKF Holdings") and Steven N. Bronson (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or its pecuniary interest therein.
Represents shares of common stock owned directly by BKF Holdings. BKF Holdings is wholly owned by BKF Capital. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital and the CEO of BKF Holdings, may be deemed to be the beneficial owner of the shares of Qualstar Corporation held by BKF Holdings.
Represents shares of common stock owned indirectly by BKF Capital through BFK Holdings. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital, may be deemed to be the beneficial owner of the shares of Qualstar Corporation indirectly held by BKF Capital.
This Form 4 reflects a one-for-six reverse split of the Reporting Person's common stock which became effective on June 4, 2016.
This transaction was executed in multiple trades at prices ranging from $7.92 to $7.9514. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected.
/s/Steven N. Bronson
2017-12-20
/s/Steven N. Bronson, Chief Executive Officer of BKF Capital Group, Inc.
2017-12-20
/s/Steven N. Bronson, Chief Executive Officer of BKF Asset Holdings, Inc.
2017-12-20