FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
7 ELEVEN INC [ SE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/01/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 15,526(1) | D | ||||||||
Common Stock | 12/01/2004 | M | 18,000 | A | $9.38 | 31,462 | D | |||
Common Stock | 12/01/2004 | S | 11,073 | D | $23.9313(2) | 20,389 | D | |||
Common Stock | 12/01/2004 | M | 6,288 | A | $9.53 | 26,677 | D | |||
Common Stock | 12/01/2004 | S | 3,894 | D | $23.9313(2) | 22,783 | D | |||
Common Stock | 12/02/2004 | M | 9,712 | A | $9.53 | 32,495 | D | |||
Common Stock | 12/02/2004 | S | 6,055 | D | $23.5349(2) | 26,440 | D | |||
Common Stock | 12/02/2004 | M | 2,444 | A | $12.35 | 28,884 | D | |||
Common Stock | 12/02/2004 | S | 1,711 | D | $23.5349(2) | 27,173 | D | |||
Common Stock | 12/03/2004 | M | 9,156 | D | $12.35 | 36,329 | D | |||
Common Stock | 12/03/2004 | S | 6,449 | D | $23.226(2) | 29,880(3) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options | $16.21 | 01/21/2005 | 01/21/2014 | Common Stock | 70,000 | 70,000 | D | ||||||||
Employee Stock Options | $6.88 | 03/07/2004 | 03/07/2013 | Common Stock | 84,000 | 84,000 | D | ||||||||
Employee Stock Options | $9.12 | 04/24/2003 | 04/24/2012 | Common Stock | 84,000 | 84,000 | D | ||||||||
Employee Stock Options | $10.92 | 05/14/2002 | 05/14/2011 | Common Stock | 40,000 | 40,000 | D | ||||||||
Employee Stock Options | $19 | 05/23/2001 | 05/23/2010 | Common Stock | 63,816 | 63,816 | D | ||||||||
Employee Stock Options | $9.38 | 12/01/2004 | M | 18,000 | 10/08/2000 | 10/08/2009 | Common Stock | 18,000 | $9.38 | 0 | D | ||||
Employee Stock Options | $9.53 | 12/01/2004 | M | 6,288 | 10/14/1999 | 10/14/2008 | Common Stock | 6,288 | $9.53 | 9,712 | D | ||||
Employee Stock Options | $9.53 | 12/02/2004 | M | 9,712 | 10/14/1999 | 10/14/2008 | Common Stock | 9,712 | $9.53 | 0 | D | ||||
Employee Stock Options | $12.35 | 12/02/2004 | M | 2,444 | 11/12/1998 | 11/12/2007 | Common Stock | 2,444 | $12.35 | 9,156 | D | ||||
Employee Stock Options | $12.35 | 12/03/2004 | M | 9,156 | 11/12/1998 | 11/12/2007 | Common Stock | 9,156 | $12.35 | 0 | D |
Explanation of Responses: |
1. Represents the number of Restricted Stock Units, each convertible into one share of the Issuer's Common Stock on the first day of the month following the Reporting Person's separation from employment with the Issuer, that have been awarded to the Reporting Person under the Issuer's 1995 Stock Incentive Plan as part of the Reporting Person's Annual Performance Incentive for 2003 and 2004. |
2. The listed number of shares were sold pursuant to a Rule 10b5-1 sales plan. In connection with the exercise of certain stock options granted in 1997, 1998, and 1999, the Reporting Person (i) sold the number of shares necessary to pay fees, commissions, any applicable transfer and withholding taxes and the exercise price of the options exercised and (ii) retained the remaining shares. |
3. The listed number of shares includes (i) 200 shares held directly, (ii) 1,290 shares held for the benefit of the Reporting Person in an account with the administrator off the Issuer's Employee Stock Purchase Plan, Computershare Investor Services LLC, (iii) 10,000 shares of stock granted to the Reporting Person under the Issuer's 1995 Stock Incentive Plan on April 24, 2002 and (iv) 18,390 shares acquired pursuant to stock option exercises under the Issuer's 1995 Stock Incentive Plan. |
David T. Fenton, Attorney-in-fact | 12/03/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |