0000899243-21-017736.txt : 20210503 0000899243-21-017736.hdr.sgml : 20210503 20210503160530 ACCESSION NUMBER: 0000899243-21-017736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILKERSON L JOHN CENTRAL INDEX KEY: 0000923421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 21883523 MAIL ADDRESS: STREET 1: C/O GALEN ASSOCIATES STREET 2: 610 FIFTH AVENUE 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: 28 ESPLANADE CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3QA 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-30 0 0001596946 Quotient Ltd QTNT 0000923421 WILKERSON L JOHN C/O GALEN PARTNERS, 680 WASHINGTON BLVD STAMFORD CT 06901 1 0 0 0 Ordinary Shares 7329074 I See Footnote Ordinary Shares 2021-04-30 4 M 0 6484 A 58672 D Ordinary Shares Option (Right to buy) 11.62 2025-10-31 Ordinary Shares 7505 7505 D Ordinary Shares Option (Right to buy) 8.00 2024-04-29 Ordinary Shares 3500 3500 D Ordinary Shares Option (Right to buy) 9.95 2024-10-31 Ordinary Shares 5025 5025 D Ordinary Shares Option (Right to buy) 5.73 2026-10-31 Ordinary Shares 8726 8726 D Ordinary Shares Option (Right to buy) 5.21 2027-10-31 Ordinary Shares 9597 9597 D Ordinary Shares Option (Right to buy) 6.41 2028-10-31 Ordinary Shares 6240 6240 D Ordinary Shares Option (Right to buy) 7.78 2029-10-31 Ordinary Shares 8158 8158 D Restricted Stock Units 2021-04-30 4 M 0 6044 0.00 D Ordinary Shares 6044 12088 D Restricted Stock Units 2021-04-30 4 M 0 440 0.00 D Ordinary Shares 440 878 D Ordinary Share Option (Right to Buy) 4.55 2030-10-31 Ordinary Shares 13611 13611 D Restricted Stock Units convert into ordinary shares on a one-for-one basis. Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held by Galen International V, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Wilkerson is amanaging director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V, Galen International V and Galen Management, LLC. The Reporting Person disclaimsbeneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. All 7,505 options have vested and remain exercisable. All 3,500 options have vested and remain exercisable. All 5,025 options have vested and remain exercisable. All 8,726 options have vested and remain exercisable. All 9,597 options have vested and remain exercisable. 4,160 options have vested and remain exercisable, and 2,080 options will vest on October 31, 2021. 2,719 options vested on October 31, 2020 and remain exercisable, and the remaining 5,439 options will vest in two equal annual installments on October 31, 2021 and October 31, 2022. On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 12,088 have vested and have been exercised. The remaining 12,088 restricted stock units will vest in two equal installments on July 31, 2021 and October 31, 2021. On October 31, 2020, the Reporting Person was granted 1,758 restricted stock units, of which 880 have vested and have been exercised. The remaining 878 restricted stock units will vest in two equal installments on July 31, 2021 and October 31, 2021. The options vest and become exercisable on October 31, 2021. /s/ John L. Wilkerson 2021-05-03