-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TPY2wH26nEjyvPuGaAuNW1zWT/YitUPzteLdhNIRFpRjshszhoMWmaClaaS3NwLK xvO85lYkFH8Xs6I7Tpzlpg== 0001181431-07-005248.txt : 20070122 0001181431-07-005248.hdr.sgml : 20070122 20070122184947 ACCESSION NUMBER: 0001181431-07-005248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070116 FILED AS OF DATE: 20070122 DATE AS OF CHANGE: 20070122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL BANCGROUP INC CENTRAL INDEX KEY: 0000092339 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 630661573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE COMMERCE ST STE 800 STREET 2: P O BOX 1108 CITY: MONTGOMERY STATE: AL ZIP: 36104 BUSINESS PHONE: 3342405000 MAIL ADDRESS: STREET 1: ONE COMMERCE STREET STE 800 STREET 2: PO BOX 1108 CITY: MONTGOMERY STATE: AL ZIP: 36101 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHLAND BANCORPORATION DATE OF NAME CHANGE: 19820205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COPE CARYN D CENTRAL INDEX KEY: 0001190716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13508 FILM NUMBER: 07544380 BUSINESS ADDRESS: STREET 1: 737 RYEFIELD COURT CITY: MONTGOMERY STATE: AL ZIP: 36310 4 1 rrd143761.xml X0202 4 2007-01-16 0 0000092339 COLONIAL BANCGROUP INC CNB 0001190716 COPE CARYN D 2508 GUNSTER ROAD MONTGOMERY AL 36111 0 1 0 0 Chief Credit Officer Common Stock 2007-01-16 4 A 0 5360 25.81 A 82823 D Common Stock 2007-01-16 4 A 0 5360 25.81 A 88183 D Preferred Securities, Colonial Capital Trust IV 600 D Incentive Stock Option (right to buy) 11.5313 1999-12-30 2008-12-30 Common Stock 15000 15000 D Incentive Stock Option (right to buy) 10.50 2000-12-30 2009-12-30 Common Stock 20000 20000 D Incentive Stock Option (right to buy) 12.54 2001-06-18 2011-06-18 Common Stock 4000 4000 D Incentive Stock Option (right to buy) 14.81 2002-12-28 2011-12-28 Common Stock 5000 5000 D Incentive Stock Option (right to buy) 11.75 2004-12-30 2012-12-30 Common Stock 12460 9260 D Non-Qualified Stock Option (right to buy) 11.75 2003-12-30 2012-12-30 Common Stock 3540 3540 D Incentive Stock Option (right to buy) 17.28 2004-12-23 2013-12-23 Common Stock 8534 4534 D Non-Qualified Stock Option (right to buy) 17.28 2004-12-23 2013-12-23 Common Stock 1466 1466 D Incentive Stock Option (right to buy) 21.45 2005-12-28 2014-12-28 Common Stock 6460 1176 D Non-Qualified Stock Option (right to buy) 21.45 2005-12-28 2014-12-28 Common Stock 3540 2824 D Incentive Stock Option (right to buy) 25.40 2007-04-18 2016-04-18 Common Stock 11013 0 D Non-Qualified Stock Option (right to buy) 25.40 2007-04-18 2016-04-18 Common Stock 25367 0 D Non-Qualified Stock Option (right to buy) 25.81 2007-01-16 4 A 0 25090 25.81 A 2008-01-16 2017-01-16 Common Stock 25090 0 D Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (100% vested) Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (80% vested) 2,860 options vest on 12/30/2004. The remaining option vest in three equal installments, annually, on 12/30/2005, 12/30/2006, and 12/30/2007. 534 options vest on year from the date of grant. The remaining 8,000 options vest in four equal installments, annually, on 12/23/2005, 12/23/2006, 12/23/2007, and 12/23/2008. 588 option vest on 12/28/2005 and 12/28/2006. 1,284 options vest on 12/28/2007. The remaining 4,000 options vest in two equal installments, annually, on 12/28/2008 and 12/28/2009. 1,412 options vest on 12/28/2005 and 12/28/2006. 716 options vest on 12/28/2007. 4 options vest one year from the date of grant. 887 options vest on the second anniversary of the grant date. 2,248 options vest on the third anniversary of the grant date. The remaining 7,874 options vest in equal installments, annually, beginning on the fourth anniversary of the grant date. 7,272 options vest on the first anniversary of the grant date. 6,389 options vest on the second anniversary of the grant date. 5,028 options vest on the third anniversary of the grant date. The remaining 6,678 options vest in two equal installments, annually, beginning on the fourth anniversary of the grant date. Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (0% vested) Service Based Restricted Stock Award. These restricted shares will vest 100% on the fifth anniversary of the grant date. Performance Based Restricted Stock Award. These restricted shares will vest based on performance on the third anniversary of the grant date. The performance measure has been defined as EPS growth measured as a three-year compound annual growth rate (CAGR) from December 31, 2006 - December 31, 2009. /s/ Caryn D. Cope 2007-01-22 -----END PRIVACY-ENHANCED MESSAGE-----