-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BSyfhfoR3wUrlclkqY7a5yIJuv8XzhkIVjpElG5/ruvtxkV9EwlFKySfW/+Q49Wq UBoUDvCzcPicW2R0AN0KwQ== 0001181431-07-005240.txt : 20070122 0001181431-07-005240.hdr.sgml : 20070122 20070122184556 ACCESSION NUMBER: 0001181431-07-005240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070116 FILED AS OF DATE: 20070122 DATE AS OF CHANGE: 20070122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL BANCGROUP INC CENTRAL INDEX KEY: 0000092339 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 630661573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE COMMERCE ST STE 800 STREET 2: P O BOX 1108 CITY: MONTGOMERY STATE: AL ZIP: 36104 BUSINESS PHONE: 3342405000 MAIL ADDRESS: STREET 1: ONE COMMERCE STREET STE 800 STREET 2: PO BOX 1108 CITY: MONTGOMERY STATE: AL ZIP: 36101 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHLAND BANCORPORATION DATE OF NAME CHANGE: 19820205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE SARAH H CENTRAL INDEX KEY: 0001190718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13508 FILM NUMBER: 07544372 BUSINESS ADDRESS: STREET 1: 124 EVERGREEN DRIVE CITY: DEATSVILLE STATE: AL ZIP: 36310 4 1 rrd143753.xml X0202 4 2007-01-16 0 0000092339 COLONIAL BANCGROUP INC CNB 0001190718 MOORE SARAH H 124 EVERGREEN DRIVE DEATSVILLE AL 36022 0 1 0 0 Chief Financial Officer Common Stock 2007-01-16 4 A 0 5360 25.81 A 75045 D Common Stock 2007-01-16 4 A 0 5360 25.81 A 80405 D Common Stock 4649 I By Son Incentive Stock Option (right to buy) 11.5313 1999-12-30 2008-12-30 Common Stock 10000 10000 D Incentive Stock Option (right to buy) 10.50 2000-12-30 2009-12-30 Common Stock 10000 10000 D Incentive Stock Option (right to buy) 9.50 2001-05-16 2010-05-16 Common Stock 25900 25900 D Non-Qualifed Stock Option (right to buy) 9.50 2001-05-16 2010-05-16 Common Stock 24100 24100 D Incentive Stock Option (right to buy) 12.54 2001-06-18 2011-06-18 Common Stock 10000 10000 D Incentive Stock Option (right to buy) 14.81 2002-12-28 2011-12-28 Common Stock 5000 5000 D Incentive Stock Option (right to buy) 11.75 2006-12-30 2012-12-30 Common Stock 1109 109 D Non-Qualifed Stock Option (right to buy) 11.75 2003-12-30 2012-12-30 Common Stock 3891 3891 D Incentive Stock Option (right to buy) 17.28 2006-12-23 2013-12-23 Common Stock 6000 2000 D Non-Qualified Stock Option (right to buy) 17.28 2004-12-23 2013-12-23 Common Stock 4000 4000 D Incentive Stock Option (right to buy) 21.45 2006-12-28 2014-12-28 Common Stock 8000 2000 D Non-Qualified Stock Option (right to buy) 21.45 2005-12-28 2014-12-28 Common Stock 2000 2000 D Incentive Stock Option (right to buy) 25.40 2007-04-18 2016-04-18 Common Stock 11431 0 D Non-Qualified Stock Option (right to buy) 25.40 2007-04-18 2016-04-18 Common Stock 24949 0 D Non-Qualified Stock Option (right to buy) 25.81 2007-01-16 4 A 0 25090 25.81 A 2008-01-16 2017-01-16 Common Stock 25090 0 D 100% Vested. Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (80% Vested) 109 options vest on 12/20/2006. The remaining 1,000 options vest on 12/30/2007. 1,000 options vest each year, annually, for three years beginning one year from the date of grant. The remaining 891 options vest on the fourth anniversary of the grant date. Options vest in three equal installments, beginning on the third anniversary of the grant date. (0% vested). Options vest in four equal installments, beginning on the second anniversary of the grant date. (0% vested). 422 options vest on the first anniversary of the grant date. 887 options vest on the second anniversary of the grant date. 2,248 options vest on the third anniversary of the grant date. The remaining 7.874 options vest in two equal installments, annually, beginning on the fourth anniversay of the grant date. 6,854 options vest on the first anniversary of the grant date. 6,389 options vest on the second anniversary of the grant date. 5,028 options vest on the thrid anniversary of the grant date. The remaining 6,678 options vest in two equal installments, annually, beginning on the fourth anniversary of the grant date. Service Based Restricted Stock Award. These restricted shares will vest 100% on the fifth anniversary of the grant date. Performance Based Restricted Stock Award. These restricted shares will vest based on performance on the third anniversary of the grant date. The performance measure has been defined as EPS growth measured as a three-year compound annual growth rate (CAGR) from December 31, 2006 - December 31, 2009. /s/ Sarah H. Moore 2007-01-22 -----END PRIVACY-ENHANCED MESSAGE-----