-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F3el9AposwWkxrXFKrTpIZjWuRu8JI2LJ6Q+d2vtnJcY7A0HUqkUpfy5xSSlHdZV IhduA4+3z2LewR+pV5+qXQ== 0000950144-99-008320.txt : 19990630 0000950144-99-008320.hdr.sgml : 19990630 ACCESSION NUMBER: 0000950144-99-008320 CONFORMED SUBMISSION TYPE: NT 11-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL BANCGROUP INC CENTRAL INDEX KEY: 0000092339 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 630661573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 11-K SEC ACT: SEC FILE NUMBER: 001-13508 FILM NUMBER: 99655430 BUSINESS ADDRESS: STREET 1: ONE COMMERCE ST STE 800 STREET 2: P O BOX 1108 CITY: MONTGOMERY STATE: AL ZIP: 36104 BUSINESS PHONE: 3342405000 MAIL ADDRESS: STREET 1: ONE COMMERCE STREET STE 800 STREET 2: PO BOX 1108 CITY: MONTGOMERY STATE: AL ZIP: 36101 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHLAND BANCORPORATION DATE OF NAME CHANGE: 19820205 NT 11-K 1 THE COLONIAL BANCGROUP INC 1 FORM 12B-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number ---------------- NOTIFICATION OF LATE FILING (Check One):[ ]Form 10-K [X]Form 11-K [ ]Form 20-F [ ]Form 10-Q [ ]Form N-SAR For Period Ended: December 31, 1998 ------------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: --------------------------- READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. PLEASE PRINT OR TYPE. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: - -------------------------------------------------------------------------------- PART I - REGISTRANT INFORMATION The Colonial BancGroup, Inc. - -------------------------------------------------------------------------------- Full name of registrant Southland Bancorporation - -------------------------------------------------------------------------------- Former name if applicable One Commerce Street, Suite 800 - -------------------------------------------------------------------------------- Address of principal executive office (STREET AND NUMBER) Montgomery, Alabama 36104 - -------------------------------------------------------------------------------- City, state and zip code PART II - RULE 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.) (a) | The reasons described in reasonable detail in Part III of this | form could not be eliminated without unreasonable effort or | expense; | [X] (b) | The subject annual report, semi-annual report, transition | report on Form 10-K, 20-F, 11-K, or Form N-SAR, or portion | thereof will be filed on or before the 15th calendar day | following the prescribed due date; or the subject quarterly | report or transition report on Form 10-Q, or portion thereof | will be filed on or before the fifth calendar day following the | prescribed due date; and | (c) | The accountant's statement or other exhibit required by Rule | 12b-25(c) has been attached if applicable. PART III - NARRATIVE State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR or the transition report portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.) The registrant has been informed by PricewaterhouseCoopers LLP ("PWC"), its independent auditors, that PWC will be unable to furnish its report on the financial statements of The Colonial 401(k) and Profit Sharing Plan on or before the date on which the registrant is required to file the Form 11-K for the Plan for the year ended December 31, 1998. As the direct result of unforeseen and sudden turnover in a critical management position responsible for the collection and presentation of Plan financial information required for PWC to complete its audit procedures, the information as presented to PWC was materially deficient. This deficiency was not discovered sufficiently in advance of the filing date for the Form 11-K for the registrant to correct it without diverting internal accounting staff from critical and time-sensitive projects, including but not limited to completion of the previously scheduled, periodic in-house examination of the registrant by federal bank examiners. The registrant has filed timely during the preceding 12 months all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934. The subject Form 11-K will be filed on or before July 14, 1999, the 15th calendar day following the due date of the subject Form 11-K. The statement of PWC as required by Rule 12b-25(c) is attached hereto as Exhibit 99. 2 PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Sarah H. Moore 334 240-5062 -------------------------- ----------- ------------------ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [ ] Yes [X] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. The Colonial BancGroup, Inc. - -------------------------------------------------------------------------------- (Name of Registrant as Specified in Charter) Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date June 29, 1999 By /s/ Sarah H. Moore ----------------------------- ---------------------------------------- Sarah H. Moore Senior Vice President INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal criminal violations (SEE 18 U.S.C. 1001). INDEX OF EXHIBITS
EXHIBIT NO. DESCRIPTION - ----------- ----------- 99 Statement of PricewaterhouseCoopers LLP
EX-99 2 STATEMENT OF PRICEWATERHOUSECOOPERS LLP 1 EXHIBIT 99 PRICEWATERHOUSECOOPERS LOGO - -------------------------------------------------------------------------------- PricewaterhouseCoopers LLP One Commerce Street Suite 703 Montgomery, AL 36104-3542 Telephone (334) 834-9107 Facsimile (334) 834-7082 June 29, 1999 Administrative Committee The Colonial 401(k) and Profit Sharing Plan You have furnished us with a copy of your "Notification of Late Filing" on Form 12b-25 dated June 29, 1999. We are in agreement with the comments under Part III of the Form with respect to the reasons why we are unable to furnish our report on the financial statements of The Colonial 401(k) and Profit Sharing Plan on or before the date the Form 11-K of The Colonial BancGroup, Inc. for the year ended December 31, 1998 is required to be filed. Your very truly, /s/ PricewaterhouseCoopers LLP -----END PRIVACY-ENHANCED MESSAGE-----