-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PgY3dqg6vDPbh/I+tYQpcH88LywJrgDBxkcl/LM78yp0WVCeeRukFSg4PKd9KFT6 brNvtr8FLf9+Jy6FpOM/bg== 0000923328-03-000037.txt : 20031104 0000923328-03-000037.hdr.sgml : 20031104 20031104203748 ACCESSION NUMBER: 0000923328-03-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20031104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG MILTON PHD CENTRAL INDEX KEY: 0000923328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29811 FILM NUMBER: 03977703 BUSINESS ADDRESS: STREET 1: INCUBIC STREET 2: 855 MAUDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 MAIL ADDRESS: STREET 1: 855 MAUDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW FOCUS INC CENTRAL INDEX KEY: 0001090215 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330404910 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4082846808 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-31 1 0001090215 NEW FOCUS INC nufo 0000923328 CHANG MILTON PHD 855 MAUDE AVENUE MOUNTAIN VIEW CA 94043 0 0 1 0 Common Stock 2003-10-31 2003-10-31 4 J 0 800000 0 D 0 I By Chang Partners Common Stock 2003-10-31 2003-10-31 4 J 0 272000 0 A 2215225 I By Family Trust Pro rata distribution by Chang Partners, a California limited partnership, of which Reporting Person is a General Partner Pro rata distribution by Chang Partners to the Milton and Rosalind Chang Family Trust, of which Reporting Person is a Trustee. Also, 3,914,292 shares held directly and 100,000 shares held by the Rosalind and Milton Chang Foundation. Milton Chang 2003-11-04 -----END PRIVACY-ENHANCED MESSAGE-----