-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SyDkEVEsmdasG7bqomggANZ20Y7XCI7spA6qK3BZ6sjls4P5vHDIZ0hG5CP4lSrI 6+WpZ1Namu8Z0MWR9UNNRg== 0000923328-03-000036.txt : 20031031 0000923328-03-000036.hdr.sgml : 20031031 20031031163359 ACCESSION NUMBER: 0000923328-03-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031030 FILED AS OF DATE: 20031031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG MILTON PHD CENTRAL INDEX KEY: 0000923328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29811 FILM NUMBER: 03970244 BUSINESS ADDRESS: STREET 1: INCUBIC STREET 2: 855 MAUDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 MAIL ADDRESS: STREET 1: 855 MAUDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW FOCUS INC CENTRAL INDEX KEY: 0001090215 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330404910 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4082846808 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-30 0 0001090215 NEW FOCUS INC nufo 0000923328 CHANG MILTON PHD 855 MAUDE AVENUE MOUNTAIN VIEW CA 94043 0 0 1 0 Common Stock 2003-10-30 4 S 0 100000 5.2 D 1943225 I By Family Trust Also, 3,914,292 shares held directly; 800,000 shares held by Chang Partners, a California limited partnership, and 100,000 shares held by the Rosalind and Milton Chang Foundation. Milton Chang 2003-10-31 -----END PRIVACY-ENHANCED MESSAGE-----