-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SzthRhxM06i8FXo06WSo+fQk/YCDrMd0aKBQhp1oDh8IJJpZj3ExfZAUcsdHT/fw UUaKvL1xyLrACQql2uE8/Q== 0000923328-03-000026.txt : 20030916 0000923328-03-000026.hdr.sgml : 20030916 20030916193312 ACCESSION NUMBER: 0000923328-03-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030915 FILED AS OF DATE: 20030916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG MILTON PHD CENTRAL INDEX KEY: 0000923328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29811 FILM NUMBER: 03898465 BUSINESS ADDRESS: STREET 1: INCUBIC STREET 2: 855 MAUDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 MAIL ADDRESS: STREET 1: 855 MAUDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW FOCUS INC CENTRAL INDEX KEY: 0001090215 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330404910 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4082846808 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-15 0 0001090215 NEW FOCUS INC nufo 0000923328 CHANG MILTON PHD 855 MAUDE AVENUE MOUNTAIN VIEW CA 94043 0 0 1 0 Common Stock 2003-09-15 4 S 0 20000 3.9378 D 3495194 I By Family Trust Common Stock 2003-09-16 4 S 0 25000 3.938 D 3470194 I By Family Trust Also, 3,914,292 shares held directly; 800,000 shares held by Chang Partners, a California limited partnership, and 100,000 shares held by the Rosalind and Milton Chang Foundation. Milton Chang 2003-09-16 -----END PRIVACY-ENHANCED MESSAGE-----