NPORT-EX 2 MIMA100MattAsianGrandInc.htm HTML
Matthews Asian Growth and Income Fund      March 31, 2021  
Schedule of Investmentsa (unaudited)   

COMMON EQUITIES: 86.6%

 

      Shares      Value 
     

CHINA/HONG KONG: 38.7%

      

Tencent Holdings, Ltd.

      1,151,300        $91,882,438  

AIA Group, Ltd.

      4,773,000        58,406,106  

Techtronic Industries Co., Ltd.

      1,939,000        33,241,843  

NetEase, Inc. ADR

      259,000        26,744,340  

BOC Hong Kong Holdings, Ltd.

      7,530,500        26,344,675  

HKT Trust & HKT, Ltd.

      17,817,000        25,431,288  

Yum China Holdings, Inc.

      429,500        25,430,695  

ENN Natural Gas Co., Ltd. A Shares

      9,199,614        24,667,887  

CK Hutchison Holdings, Ltd.

      3,041,672        24,300,868  

Zhongsheng Group Holdings, Ltd.

      3,394,000        24,043,910  

Inner Mongolia Yili Industrial Group Co., Ltd. A Shares

      3,913,975        23,987,797  

Link REIT

      2,595,200        23,677,938  

Minth Group, Ltd.

      5,622,000        23,552,769  

Midea Group Co., Ltd. A Shares

      1,858,079        23,376,617  

JD.com, Inc. A Sharesb

     551,600        23,262,259  

Jiangsu Expressway Co., Ltd. H Shares

      18,278,000        22,762,071  

Ping An Insurance Group Co. of China, Ltd. H Shares

      1,884,500        22,541,176  

Topsports International Holdings, Ltd.c,d

     14,869,000        22,171,479  

Ever Sunshine Lifestyle Services Group, Ltd.d

     8,766,000        22,166,446  

Guangdong Investment, Ltd.

      12,456,000        20,351,570  
     

 

 

 

Total China/Hong Kong

         588,344,172  
     

 

 

 

     
     

SOUTH KOREA: 10.1%

      

Samsung Electronics Co., Ltd.

      866,075        62,655,869  

Macquarie Korea Infrastructure Fund

      3,289,981        33,872,756  

LEENO Industrial, Inc.

      169,847        23,589,700  

Coway Co., Ltd.

      392,332        22,793,961  

LG Household & Health Care, Ltd.

      8,055        11,177,349  
     

 

 

 

Total South Korea

         154,089,635  
     

 

 

 

     
     

TAIWAN: 9.6%

      

Taiwan Semiconductor Manufacturing Co., Ltd.

      5,432,187        114,397,577  

Advantech Co., Ltd.

      1,415,884        17,662,084  

Taiwan Secom Co., Ltd.

      4,350,000        14,259,044  
     

 

 

 

Total Taiwan

              146,318,705  
     

 

 

 

     
     

INDIA: 7.6%

      

Housing Development Finance Corp., Ltd.

      1,018,483        34,994,419  

ITC, Ltd.

      8,338,840        24,952,900  

Sanofi India, Ltd.

      224,736        24,249,493  

Tata Consultancy Services, Ltd.

      525,101        22,879,635  

Embassy Office Parks, REIT

      1,986,600        8,855,578  
     

 

 

 

Total India

         115,932,025  
     

 

 

 

     
     

SINGAPORE: 6.9%

      

United Overseas Bank, Ltd.

      1,479,800        28,533,540  

Ascendas, REIT

      10,972,984        24,926,358  

Singapore Technologies Engineering, Ltd.

      7,823,325        22,660,535  

Venture Corp., Ltd.

      1,291,000        19,277,792  

Ascendas India Trust

      8,946,700        9,857,332  
     

 

 

 

Total Singapore

         105,255,557  
     

 

 

 

     
     

AUSTRALIA: 3.7%

      

Aristocrat Leisure, Ltd.

      883,976        23,191,674  
      Shares      Value 

Macquarie Group, Ltd.

      149,740        $17,456,513  

Northern Star Resources, Ltd.

      2,123,668        15,383,275  
     

 

 

 

Total Australia

         56,031,462  
     

 

 

 

     
     

FRANCE: 3.0%

      

Pernod Ricard SA

      121,618        22,764,364  

LVMH Moet Hennessy Louis Vuitton SE

      33,912        22,651,575  
     

 

 

 

Total France

         45,415,939  
     

 

 

 

     
     

INDONESIA: 2.7%

      

PT Bank Rakyat Indonesia Perserob

     70,165,300        21,287,052  

PT Ace Hardware Indonesia

      187,925,900        19,764,353  
     

 

 

 

Total Indonesia

         41,051,405  
     

 

 

 

     
     

UNITED STATES: 2.0%

      

Broadcom, Inc.

      65,500        30,369,730  
     

 

 

 

Total United States

         30,369,730  
     

 

 

 

     
     

PHILIPPINES: 1.3%

      

Bank of the Philippine Islands

      11,310,504        19,025,833  
     

 

 

 

Total Philippines

         19,025,833  
     

 

 

 

     
     

THAILAND: 1.0%

      

Digital Telecommunications Infrastructure Fund F Shares

      40,991,400        15,740,585  
     

 

 

 

Total Thailand

         15,740,585  
     

 

 

 

     
     

TOTAL COMMON EQUITIES

           1,317,575,048  
     

 

 

 

(Cost $971,105,808)

      

CONVERTIBLE CORPORATE BONDS: 10.5%

 

   
      Face Amount*      Value
     

CHINA/HONG KONG: 7.9%

      

ESR Cayman, Ltd., Cnv. 1.500%, 09/30/25d

     20,647,000        22,267,790  

China Conch Venture Holdings International, Ltd., Cnv. 0.000%, 09/05/23d

     HKD 142,000,000        20,905,185  

Luye Pharma Group, Ltd., Cnv. 1.500%, 07/09/24d

     20,084,000        20,769,065  

China Education Group Holdings, Ltd., Cnv. 2.000%, 03/28/24d

     HKD 135,000,000        20,638,723  

Hansoh Pharmaceutical Group Co., Ltd., Cnv. 0.000%, 01/22/26d

     19,739,000        19,127,091  

Pinduoduo, Inc., Cnv. 0.000%, 12/01/25

      15,952,000        16,884,716  
     

 

 

 

Total China/Hong Kong

         120,592,570  
     

 

 

 

     
     

SOUTH KOREA: 1.4%

      

Kakao Corp., Cnv. 0.000%, 04/28/23d

     17,300,000        20,688,378  
     

 

 

 

Total South Korea

         20,688,378  
     

 

 

 

 


 

1   MATTHEWS ASIA FUNDS

Matthews Asian Growth and Income Fund      March 31, 2021  
Schedule of Investmentsa (unaudited) (continued)   

 

CONVERTIBLE CORPORATE BONDS (continued)

 

      Face Amount*      Value
     

MALAYSIA: 1.2%

      

Cerah Capital, Ltd., Cnv. 0.000%, 08/08/24d

     18,228,000        $18,373,824  
     

 

 

 

Total Malaysia

         18,373,824  
     

 

 

 

     
     

TOTAL CONVERTIBLE CORPORATE BONDS

         159,654,772  
     

 

 

 

(Cost $156,855,599)

      

PREFERRED EQUITIES: 1.0%

      
      Shares      Value
     

SOUTH KOREA: 1.0%

      

LG Household & Health Care, Ltd., Pfd.

      24,282        14,716,606  
     

 

 

 

Total South Korea

         14,716,606  
     

 

 

 

     
     

TOTAL PREFERRED EQUITIES

         14,716,606  
     

 

 

 

(Cost $10,852,168)

      
     
   

TOTAL INVESTMENTS: 98.1%

      1,491,946,426  

(Cost $1,138,813,575)

      

CASH AND OTHER ASSETS,

LESS LIABILITIES: 1.9%

         28,599,722  
     

 

 

 

NET ASSETS: 100.0%

           $1,520,546,148  
     

 

 

 

a 

Certain securities were fair valued under the valuation policies approved by the Board of Trustees.

 

b 

Non-income producing security.

 

c 

Security exempt from registration under Rule 144A of the Securities Act of 1933, as amended. The security may be resold in transactions exempt from registration normally to qualified institutional buyers. The security has been determined to be liquid in accordance with procedures adopted by the Funds’ Board of Trustees. At March 31, 2021, the aggregate value is $22,171,479, which is 1.46% of net assets.

 

d 

The securities may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933.

 

*

All Values in USD unless otherwise specified

 

ADR    American Depositary Receipt
Cnv.    Convertible
HKD    Hong Kong Dollar
Pfd.    Preferred
REIT    Real Estate Investment Trust
USD    U.S. Dollar

Other information regarding the Fund is available in the Funds’ most recent report to shareholders. This information is available on the Securities and Exchange Commission’s website (www.sec.gov).

 


 

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