0001752724-21-107880.txt : 20210524 0001752724-21-107880.hdr.sgml : 20210524 20210524153157 ACCESSION NUMBER: 0001752724-21-107880 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210524 PERIOD START: 20211231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MATTHEWS INTERNATIONAL FUNDS CENTRAL INDEX KEY: 0000923184 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08510 FILM NUMBER: 21954339 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER STREET 2: SUITE 550 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 8007898742 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER STREET 2: SUITE 550 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 0000923184 S000049136 Matthews Asia ESG Fund C000154925 Investor Class Shares MASGX C000154926 Institutional Class Shares MISFX NPORT-P 1 primary_doc.xml NPORT-P false 0000923184 XXXXXXXX S000049136 C000154926 C000154925 Matthews International Funds 811-08510 0000923184 5493007IYPQKGSDVTS49 Four Embarcadero Center Suite 550 San Francisco 94111 415-788-7553 Matthews Asia ESG Fund S000049136 549300RDLJEE472SGE10 2021-12-31 2021-03-31 N 101627690.87 568855.08 101058835.79 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 60110.63000000 N Sporton International Inc N/A Sporton International Inc 000000000 164903.00000000 NS 1421727.05000000 1.406831019659 Long EC CORP TW N 1 N N N Merida Industry Co Ltd N/A Merida Industry Co Ltd 000000000 88000.00000000 NS 1079745.46000000 1.068432514148 Long EC CORP TW N 2 N N N CDL Hospitality Trusts N/A CDL Hospitality Trusts 000000000 1529700.00000000 NS 1413188.30000000 1.398381733722 Long EC CORP SG N 2 N N N Innovent Biologics Inc 25490058ONL9SCIE1R22 Innovent Biologics Inc 000000000 219000.00000000 NS 2239760.19000000 2.216293283502 Long EC CORP CN N 2 N N N Nidec Corp 353800IF171MZTNL6Y31 Nidec Corp 000000000 9200.00000000 NS 1121736.07000000 1.109983170923 Long EC CORP JP N 2 N N N TIGERMED 300300CP4N8WDF6DOO67 HANGZHOU TIGERMED CONSULTING CO LTD 000000000 71076.00000000 NS 1635067.06000000 1.617935776934 Long EC CORP CN N 2 N N N Poya International Co Ltd N/A Poya International Co Ltd 000000000 47000.00000000 NS 985593.18000000 0.975266707057 Long EC CORP TW N 2 N N N TSMC 549300KB6NK5SBD14S87 Taiwan Semiconductor Manufacturing Co Ltd 874039100 13000.00000000 NS USD 1537640.00000000 1.521529501087 Long EC CORP TW N 1 N N N ASMedia Technology Inc N/A ASMedia Technology Inc 000000000 16000.00000000 NS 844589.13000000 0.835740015603 Long EC CORP TW N 2 N N N ASM Pacific Technology Ltd 529900PYFA1HFYKPT360 ASM Pacific Technology Ltd 000000000 127700.00000000 NS 1634265.87000000 1.617142981338 Long EC CORP HK N 2 N N N Phoenix Mills Ltd/The 33580037PCXCE5PNQU51 Phoenix Mills Ltd/The 000000000 292302.00000000 NS 3134815.68000000 3.101970901895 Long EC CORP IN N 2 N N N M31 Technology Corp N/A M31 Technology Corp 000000000 120000.00000000 NS 1355939.10000000 1.341732357591 Long EC CORP TW N 2 N N N NBCC India Ltd 3358007GX3F7PDUPVI11 NBCC India Ltd 000000000 3114914.00000000 NS 2001920.24000000 1.980945282369 Long EC CORP IN N 2 N N N Shriram City Union Finance Ltd 335800FBXGCGMOP89292 Shriram City Union Finance Ltd 000000000 261851.00000000 NS 4895373.45000000 4.844082570051 Long EC CORP IN N 2 N N N JD Health International Inc 254900OM3MAXYK8PCC84 JD Health International Inc 000000000 24900.00000000 NS 362217.34000000 0.358422237074 Long EC CORP CN N 2 N N N Mahindra & Mahindra Ltd 3358003B573EV4KB4Z02 Mahindra & Mahindra Ltd 000000000 250518.00000000 NS 2738059.00000000 2.709371207966 Long EC CORP IN N 2 N N N HKEX 213800YTVSXYQN17BW16 Hong Kong Exchanges & Clearing Ltd 000000000 76800.00000000 NS 4556229.10000000 4.508491577587 Long EC CORP HK N 2 N N N Minda Industries Ltd 335800Y2G59FEIQRLG14 Minda Industries Ltd 000000000 185558.00000000 NS 1380724.43000000 1.366258001298 Long EC CORP IN N 2 N N N CSPC Pharmaceutical Group Ltd 529900M3XQCW234H8O91 CSPC Pharmaceutical Group Ltd 000000000 1734960.00000000 NS 2109370.44000000 2.087269681577 Long EC CORP CN N 2 N N N OPT Machine Vision Tech Co Ltd N/A OPT Machine Vision Tech Co Ltd 000000000 13300.00000000 NS 482492.75000000 0.477437471180 Long EC CORP CN N 1 N N N Lemon Tree Hotels Ltd 335800QFBWIUBBCRJN72 Lemon Tree Hotels Ltd 000000000 2833717.00000000 NS 1440556.98000000 1.425463660588 Long EC CORP IN N 2 N N N Daqo New Energy Corp 529900711JBZ5O7VA827 Daqo New Energy Corp 23703Q203 12400.00000000 NS USD 936200.00000000 0.926391040111 Long EC CORP CN N 1 N N N Marico Ltd 3358003SFDQFGJPC5O84 Marico Ltd 000000000 383457.00000000 NS 2162398.80000000 2.139742441218 Long EC CORP IN N 2 N N N Bandhan Bank Ltd 335800Q13QAC32IOCH33 Bandhan Bank Ltd 000000000 701452.00000000 NS 3281222.01000000 3.246843271397 Long EC CORP IN N 2 N N N Tsukui Holdings Corp N/A Tsukui Holdings Corp 000000000 55600.00000000 NS 464309.82000000 0.459445051360 Long EC CORP JP N 2 N N N Xinyi Glass Holdings Ltd 52990082YXVVZFK1QJ17 Xinyi Glass Holdings Ltd 000000000 624000.00000000 NS 2049896.79000000 2.028419161942 Long EC CORP HK N 2 N N N YONGHUI SUPERSTORES CO LTD 300300KBS8U07A3B5A45 YONGHUI SUPERSTORES CO LTD 000000000 743495.00000000 NS 771741.69000000 0.763655828772 Long EC CORP CN N 2 N N N BTN 2549009BLYOGL9ZLAW17 Bank Tabungan Negara Persero Tbk PT 000000000 13740100.00000000 NS 1630262.12000000 1.613181180305 Long EC CORP ID N 2 N N N Koa Corp N/A Koa Corp 000000000 109100.00000000 NS 1549138.36000000 1.532907387948 Long EC CORP JP N 2 N N N Meituan 21380033K525E5JLIA77 Meituan 000000000 24500.00000000 NS 956092.81000000 0.946075424801 Long EC CORP CN N 2 N N N Andes Technology Corp N/A Andes Technology Corp 000000000 149000.00000000 NS 3043209.14000000 3.011324162019 Long EC CORP TW N 2 N N N Indian Railway Catering & Tour 335800TVHEFK23CTJG98 Indian Railway Catering & Tourism Corp Ltd 000000000 46969.00000000 NS 1128714.27000000 1.116888257396 Long EC CORP IN N 1 N N N BRAC Bank Ltd 254900EHCK80ARTPIK21 BRAC Bank Ltd 000000000 4450092.00000000 NS 2135058.84000000 2.112688933441 Long EC CORP BD N 2 N N N SATS Ltd 529900SEP1R0K8049D51 SATS Ltd 000000000 431000.00000000 NS 1395967.09000000 1.381340957559 Long EC CORP SG N 2 N N N LG Chem Ltd 988400IES4EIG7O06940 LG Chem Ltd 000000000 19161.00000000 NS 6555267.60000000 6.486585313155 Long EP CORP KR N 2 N N N Flat Glass Group Co Ltd 300300BEL4RMXBKEA373 Flat Glass Group Co Ltd 000000000 409000.00000000 NS 1248742.69000000 1.235659089319 Long EC CORP CN N 2 N N N Tencent Music Entertainment Gr 213800XTZK2GOHQTYK41 Tencent Music Entertainment Group 88034P109 37200.00000000 NS USD 762228.00000000 0.754241817691 Long EC CORP CN N 1 N N N Legend Biotech Corp 254900EIUFZTW136H859 Legend Biotech Corp 52490G102 84388.00000000 NS USD 2448939.76000000 2.423281191452 Long EC CORP US N 1 N N N Micron Technology Inc B3DXGBC8GAIYWI2Z0172 Micron Technology Inc 595112103 29500.00000000 NS USD 2602195.00000000 2.574930712053 Long EC CORP US N 1 N N N Summarecon Agung Tbk PT 529900NX0EYVOH3TJZ08 Summarecon Agung Tbk PT 000000000 16868300.00000000 NS 1095506.47000000 1.084028389438 Long EC CORP ID N 2 N N N Wuxi Biologics Cayman Inc 5493001TD2TH6VDTJU11 Wuxi Biologics Cayman Inc 000000000 170000.00000000 NS 2143828.58000000 2.121366789198 Long EC CORP CN N 2 N N N IndusInd Bank Ltd 335800JDVJ8HSXG9G512 IndusInd Bank Ltd 000000000 282155.00000000 NS 3712693.45000000 3.673794004232 Long EC CORP IN N 2 N N N GrameenPhone Ltd N/A GrameenPhone Ltd 000000000 363819.00000000 NS 1410201.08000000 1.395425812078 Long EC CORP BD N 1 N N N Ginlong Technologies Co Ltd N/A Ginlong Technologies Co Ltd 000000000 61100.00000000 NS 1418292.05000000 1.403432009594 Long EC CORP CN N 2 N N N CONTEMPORARY AMPEREX TECHNOLOGY CO LTD 300300KINDY1K0E9I032 CONTEMPORARY AMPEREX TECHNOLOGY CO LTD 000000000 26700.00000000 NS 1325036.52000000 1.311153556877 Long EC CORP CN N 2 N N N Formosa Sumco Technology Corp N/A Formosa Sumco Technology Corp 000000000 327000.00000000 NS 1564186.95000000 1.547798307562 Long EC CORP TW N 2 N N N Nam Long Investment Corp N/A Nam Long Investment Corp 000000000 506869.00000000 NS 770455.34000000 0.762382956400 Long EC CORP VN N 2 N N N Adagene Inc 875500IY38EWGFPSEV72 Adagene Inc 005329107 26900.00000000 NS USD 482855.00000000 0.477795925735 Long EC CORP CN N 1 N N N UT Group Co Ltd N/A UT Group Co Ltd 000000000 41700.00000000 NS 1376203.87000000 1.361784805100 Long EC CORP JP N 2 N N N CONCH VENTURE N/A China Conch Venture Holdings Ltd 000000000 576500.00000000 NS 2716143.48000000 2.687685306056 Long EC CORP CN N 2 N N N Eugene Technology Co Ltd N/A Eugene Technology Co Ltd 000000000 43433.00000000 NS 1719743.18000000 1.701724709726 Long EC CORP KR N 2 N N N Samsung SDI Co Ltd 9884002AESDO4YW87G32 Samsung SDI Co Ltd 000000000 18301.00000000 NS 7337180.98000000 7.260306258867 Long EP CORP KR N 2 N N N Remegen Co Ltd 300300M9HCX4TFAD4I10 Remegen Co Ltd 000000000 56500.00000000 NS 706765.71000000 0.699360629355 Long EC CORP CN N 2 N N N 2021-05-19 Matthews International Funds Shai Malka Shai Malka Treasurer XXXX NPORT-EX 2 MIMA970MattAsiaESGFd.htm HTML
Matthews Asia ESG Fund      March 31, 2021  
Schedule of Investmentsa (unaudited)   

COMMON EQUITIES: 87.1%

 

      Shares      Value  

CHINA/HONG KONG: 28.4%

      

Hong Kong Exchanges & Clearing, Ltd.

      76,800        $4,556,229  

China Conch Venture Holdings, Ltd.

      576,500        2,716,143  

Innovent Biologics, Inc.b,c,d

     219,000        2,239,760  

Wuxi Biologics Cayman, Inc.b,c,d

     170,000        2,143,829  

CSPC Pharmaceutical Group, Ltd.

      1,734,960        2,109,370  

Xinyi Glass Holdings, Ltd.

      624,000        2,049,897  

Hangzhou Tigermed Consulting Co., Ltd. A Shares

      71,076        1,635,067  

ASM Pacific Technology, Ltd.

      127,700        1,634,266  

Ginlong Technologies Co., Ltd. A Shares

      61,100        1,418,292  

Contemporary Amperex Technology Co., Ltd. A Shares

      26,700        1,325,036  

Flat Glass Group Co., Ltd. H Shares

      409,000        1,248,743  

Meituan B Sharesb,c,d

     24,500        956,093  

Daqo New Energy Corp. ADRc

     12,400        936,200  

Yonghui Superstores Co., Ltd. A Shares

      743,495        771,742  

Tencent Music Entertainment Group ADRc

     37,200        762,228  

RemeGen Co., Ltd. H Sharesb,c,d

     56,500        706,766  

Adagene, Inc. ADRc

     26,900        482,855  

OPT Machine Vision Tech Co., Ltd. A Sharesc

     13,300        482,493  

JD Health International, Inc.b,c,d

     24,900        362,217  

Total China/Hong Kong

         28,537,226  
     
     

INDIA: 25.8%

      

Shriram City Union Finance, Ltd.

      261,851        4,895,374  

IndusInd Bank, Ltd.c

     282,155        3,712,693  

Bandhan Bank, Ltd.b,c,d

     701,452        3,281,222  

Phoenix Mills, Ltd.c

     292,302        3,134,816  

Mahindra & Mahindra, Ltd.

      250,518        2,738,059  

Marico, Ltd.

      383,457        2,162,399  

NBCC India, Ltd.

      3,114,914        2,001,920  

Lemon Tree Hotels, Ltd.b,c,d

     2,833,717        1,440,557  

Minda Industries, Ltd.

      185,558        1,380,724  

Indian Railway Catering & Tourism Corp., Ltd.

      46,969        1,128,714  

Total India

         25,876,478  
     
     

TAIWAN: 11.8%

      

Andes Technology Corp.

      149,000        3,043,209  

Formosa Sumco Technology Corp.

      327,000        1,564,187  

Taiwan Semiconductor Manufacturing Co., Ltd. ADR

      13,000        1,537,640  

Sporton International, Inc.

      164,903        1,421,727  

M31 Technology Corp.

      120,000        1,355,939  

Merida Industry Co., Ltd.

      88,000        1,079,746  

Poya International Co., Ltd.

      47,000        985,593  

ASMedia Technology, Inc.

      16,000        844,589  

Total Taiwan

         11,832,630  
     
     

UNITED STATES: 5.1%

      

Micron Technology, Inc.c

     29,500        2,602,195  

Legend Biotech Corp. ADRc

     84,388        2,448,940  

Total United States

         5,051,135  
     
     

JAPAN: 4.5%

      

Koa Corp.

      109,100        1,549,138  

UT Group Co., Ltd.

      41,700        1,376,204  

Nidec Corp.

      9,200        1,121,736  
      Shares      Value  

Tsukui Holdings Corp.

      55,600        $464,310  

Total Japan

         4,511,388  
     
     

BANGLADESH: 3.5%

      

BRAC Bank, Ltd.

      4,450,092        2,135,059  

GrameenPhone, Ltd.

      363,819        1,410,201  

Total Bangladesh

         3,545,260  
     
     

SINGAPORE: 2.8%

      

CDL Hospitality Trusts

      1,529,700        1,413,189  

SATS, Ltd.c

     431,000        1,395,967  

Total Singapore

         2,809,156  
     
     

INDONESIA: 2.7%

      

PT Bank Tabungan Negara Persero

      13,740,100        1,630,262  

PT Summarecon Agungc

     16,868,300        1,095,507  

Total Indonesia

         2,725,769  
     
     

SOUTH KOREA: 1.7%

      

Eugene Technology Co., Ltd.

      43,433        1,719,743  

Total South Korea

         1,719,743  
     
     

VIETNAM: 0.8%

      

Nam Long Investment Corp.

      506,869        770,455  

Total Vietnam

         770,455  
     
     

TOTAL COMMON EQUITIES

         87,379,240  

(Cost $68,350,031)

      

PREFERRED EQUITIES: 13.8%

      
     
     

SOUTH KOREA: 13.8%

      

Samsung SDI Co., Ltd., Pfd.

      18,301        7,337,181  

LG Chem, Ltd., Pfd.

      19,161        6,555,267  

Total South Korea

         13,892,448  
     
     

TOTAL PREFERRED EQUITIES

         13,892,448  

(Cost $7,627,002)

      
     
     

TOTAL INVESTMENTS: 100.9%

         101,271,688  

(Cost $75,977,033)

      

LIABILITIES IN EXCESS OF CASH

      

AND OTHER ASSETS: (0.9%)

         (888,508 ) 

NET ASSETS: 100.0%

         $100,383,180  
           
 


 

1   MATTHEWS ASIA FUNDS

Matthews Asia ESG Fund      March 31, 2021  
Schedule of Investmentsa (unaudited) (continued)   
a

Certain securities were fair valued under the valuation policies approved by the Board of Trustees.

 

b

Security exempt from registration under Rule 144A of the Securities Act of 1933, as amended. The security may be resold in transactions exempt from registration normally to qualified institutional buyers. The security has been determined to be liquid in accordance with procedures adopted by the Funds’ Board of Trustees. At March 31, 2021, the aggregate value is $11,130,444, which is 11.09% of net assets.

 

c

Non-income producing security.

 

d

The securities may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933.

 

ADR

American Depositary Receipt

 

Pfd.

Preferred

Other information regarding the Fund is available in the Funds’ most recent report to shareholders. This information is available on the Securities and Exchange Commission’s website (www.sec.gov).

 


 

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