0001752724-20-238767.txt : 20201120 0001752724-20-238767.hdr.sgml : 20201120 20201120161339 ACCESSION NUMBER: 0001752724-20-238767 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201120 PERIOD START: 20201231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MATTHEWS INTERNATIONAL FUNDS CENTRAL INDEX KEY: 0000923184 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08510 FILM NUMBER: 201332682 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER STREET 2: SUITE 550 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 8007898742 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER STREET 2: SUITE 550 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 0000923184 S000049136 Matthews Asia ESG Fund C000154925 Investor Class Shares MASGX C000154926 Institutional Class Shares MISFX NPORT-P 1 primary_doc.xml NPORT-P false 0000923184 XXXXXXXX S000049136 C000154925 C000154926 Matthews International Funds 811-08510 0000923184 5493007IYPQKGSDVTS49 Four Embarcadero Center Suite 550 San Francisco 94111 415-788-7553 Matthews Asia ESG Fund S000049136 549300RDLJEE472SGE10 2020-12-31 2020-09-30 N 65964796.69 1300219.11 64664577.58 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 412349.79000000 N CONCH VENTURE N/A China Conch Venture Holdings Ltd 000000000 459500.00000000 NS 2137637.36000000 3.305731576697 Long EC CORP CN N 2 N N N Tsukui Holdings Corp N/A Tsukui Holdings Corp 000000000 105300.00000000 NS 591387.32000000 0.914546019060 Long EC CORP JP N 2 N N N Unicharm Corp 353800UQ4BZIJTAQEG85 Unicharm Corp 000000000 30700.00000000 NS 1373005.66000000 2.123273222192 Long EC CORP JP N 2 N N N GrameenPhone Ltd N/A GrameenPhone Ltd 000000000 319501.00000000 NS 1242974.71000000 1.922187937379 Long EC CORP BD N 1 N N N NBCC India Ltd 3358007GX3F7PDUPVI11 NBCC India Ltd 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CORP TW N 2 N N N Shriram City Union Finance Ltd 335800FBXGCGMOP89292 Shriram City Union Finance Ltd 000000000 174869.00000000 NS 2250206.18000000 3.479812695313 Long EC CORP IN N 2 N N N Micron Technology Inc B3DXGBC8GAIYWI2Z0172 Micron Technology Inc 595112103 15900.00000000 NS USD 746664.00000000 1.154672353772 Long EC CORP US N 1 N N N Phoenix Mills Ltd/The 33580037PCXCE5PNQU51 Phoenix Mills Ltd/The 000000000 221118.00000000 NS 1752468.33000000 2.710090122883 Long EC CORP IN N 2 N N N Merida Industry Co Ltd N/A Merida Industry Co Ltd 000000000 88000.00000000 NS 713228.83000000 1.102966812266 Long EC CORP TW N 2 N N N Sporton International Inc N/A Sporton International Inc 000000000 145903.00000000 NS 1231064.83000000 1.903770002173 Long EC CORP TW N 2 N N N Xinyi Glass Holdings Ltd 52990082YXVVZFK1QJ17 Xinyi Glass Holdings Ltd 000000000 570000.00000000 NS 1152783.36000000 1.782712271759 Long EC CORP HK N 2 N N N Chindata Group Holdings Ltd N/A Chindata Group Holdings Ltd 16955F107 48400.00000000 NS USD 785532.00000000 1.214779450199 Long EC CORP CN N 1 N N N Bandhan Bank Ltd 335800Q13QAC32IOCH33 Bandhan Bank Ltd 000000000 578370.00000000 NS 2159522.22000000 3.339575237042 Long EC CORP IN N 2 N N N YONGHUI SUPERSTORES CO LTD 300300KBS8U07A3B5A45 YONGHUI SUPERSTORES CO LTD 000000000 1134195.00000000 NS 1313074.00000000 2.030592403353 Long EC CORP CN N 2 N N N TIGERMED 300300CP4N8WDF6DOO67 Hangzhou Tigermed Consulting Co Ltd 000000000 13400.00000000 NS 190883.93000000 0.295190871329 Long EC CORP CN N 1 N N N Puregold Price Club Inc N/A Puregold Price Club Inc 000000000 933420.00000000 NS 945980.53000000 1.462903749475 Long EC CORP PH N 2 N N N M31 Technology Corp N/A M31 Technology Corp 000000000 96000.00000000 NS 1023572.55000000 1.582895285651 Long EC CORP TW N 2 N N N Sosei Group Corp 2138004M62BFNJMR2Z82 Sosei Group Corp 000000000 21300.00000000 NS 279099.80000000 0.431611572278 Long EC CORP JP N 2 N N N Sunonwealth Electric Machine I N/A Sunonwealth Electric Machine Industry Co Ltd 000000000 157000.00000000 NS 339024.76000000 0.524282029957 Long EC CORP TW N 2 N N N IndusInd Bank Ltd 335800JDVJ8HSXG9G512 IndusInd Bank Ltd 000000000 217963.00000000 NS 1565046.61000000 2.420253357510 Long EC CORP IN N 2 N N N Abbott Laboratories Pakistan L 549300BL6LRIQC5XXV35 Abbott Laboratories Pakistan Ltd 000000000 9450.00000000 NS 43708.89000000 0.067593250641 Long EC CORP PK N 1 N N N ASM Pacific Technology Ltd 529900PYFA1HFYKPT360 ASM Pacific Technology Ltd 000000000 87000.00000000 NS 890632.23000000 1.377310829716 Long EC CORP HK N 2 N N N HKEX 213800YTVSXYQN17BW16 Hong Kong Exchanges & Clearing Ltd 000000000 69000.00000000 NS 3248070.78000000 5.022952134778 Long EC CORP HK N 2 N N N Samsung SDI Co Ltd 9884002AESDO4YW87G32 Samsung SDI Co Ltd 000000000 12544.00000000 NS 2690207.79000000 4.160249537966 Long EP CORP KR N 2 N N N Total Access Communication PCL N/A Total Access Communication PCL 000000000 1009100.00000000 NS 1031656.04000000 1.595395931758 Long EC CORP TH N 2 N N N ASMedia Technology Inc N/A ASMedia Technology Inc 000000000 10000.00000000 NS 507023.59000000 0.784082428084 Long EC CORP TW N 2 N N N Lemon Tree Hotels Ltd 335800QFBWIUBBCRJN72 Lemon Tree Hotels Ltd 000000000 1418679.00000000 NS 536998.36000000 0.830436662693 Long EC CORP IN N 2 N N N Keppel DC REIT N/A Keppel DC REIT 000000000 286700.00000000 NS 612801.64000000 0.947662016722 Long EC CORP SG N 2 N N N Wuxi Biologics Cayman Inc 5493001TD2TH6VDTJU11 Wuxi Biologics Cayman Inc 000000000 78500.00000000 NS 1923883.39000000 2.975173521577 Long EC CORP CN N 2 N N N Meituan Dianping 21380033K525E5JLIA77 Meituan Dianping 000000000 54400.00000000 NS 1713670.95000000 2.650092236170 Long EC CORP CN N 2 N N N SATS Ltd 529900SEP1R0K8049D51 SATS Ltd 000000000 289500.00000000 NS 604595.32000000 0.934971421180 Long EC CORP SG N 2 N N N Bank Rakyat Indonesia Persero 254900HB6S4B12GBNP64 Bank Rakyat Indonesia Persero Tbk PT 000000000 2056100.00000000 NS 421817.84000000 0.652316702259 Long EC CORP ID N 2 N N N UT Group Co Ltd N/A UT Group Co Ltd 000000000 25200.00000000 NS 860530.45000000 1.330760181546 Long EC CORP JP N 2 N N N TTK Prestige Ltd 3358009MD92W2GHS8996 TTK Prestige Ltd 000000000 4633.00000000 NS 384516.16000000 0.594631828413 Long EC CORP IN N 2 N N N Jaya Real Property Tbk PT N/A Jaya Real Property Tbk PT 000000000 21603300.00000000 NS 598752.49000000 0.925935825157 Long EC CORP ID N 2 N N N Lupin Ltd 335800HHXTESDEE2FC65 Lupin Ltd 000000000 7284.00000000 NS 99591.22000000 0.154012016666 Long EC CORP IN N 2 N N N Nidec Corp 353800IF171MZTNL6Y31 Nidec Corp 000000000 9700.00000000 NS 909646.05000000 1.406714594052 Long EC CORP JP N 2 N N N Poya International Co Ltd N/A Poya International Co Ltd 000000000 47000.00000000 NS 898960.06000000 1.390189333391 Long EC CORP TW N 2 N N N Andes Technology Corp N/A Andes Technology Corp 000000000 114000.00000000 NS 594767.45000000 0.919773193081 Long EC CORP TW N 2 N N N Minda Industries Ltd 335800Y2G59FEIQRLG14 Minda Industries Ltd 000000000 228156.00000000 NS 1023244.09000000 1.582387341406 Long EC CORP IN N 2 N N N Ming Yuan Cloud Group Holdings N/A Ming Yuan Cloud Group Holdings Ltd 000000000 18000.00000000 NS 67354.40000000 0.104159653585 Long EC CORP CN N 1 N N N CONTEMPORARY AMPEREX TECHNOLOGY CO LTD 300300KINDY1K0E9I032 CONTEMPORARY AMPEREX TECHNOLOGY CO LTD 000000000 22200.00000000 NS 689890.07000000 1.066874780317 Long EC CORP CN N 2 N N N TIGERMED 300300CP4N8WDF6DOO67 HANGZHOU TIGERMED CONSULTING CO LTD 000000000 108676.00000000 NS 1656031.52000000 2.560956217414 Long EC CORP CN N 2 N N N CSPC Pharmaceutical Group Ltd 529900M3XQCW234H8O91 CSPC Pharmaceutical Group Ltd 000000000 945600.00000000 NS 1845856.52000000 2.854509515223 Long EC CORP CN N 2 N N N Koa Corp N/A Koa Corp 000000000 36800.00000000 NS 397944.07000000 0.615397308530 Long EC CORP JP N 2 N N N Legend Biotech Corp 254900EIUFZTW136H859 Legend Biotech Corp 52490G102 48488.00000000 NS USD 1496824.56000000 2.314751933774 Long EC CORP US N 1 N N N New Oriental Education & Techn 529900NHZVBZQZ8EKN29 New Oriental Education & Technology Group Inc 647581107 7000.00000000 NS USD 1046500.00000000 1.618351250660 Long EC CORP CN N 1 N N N Tencent Music Entertainment Gr 213800XTZK2GOHQTYK41 Tencent Music Entertainment Group 88034P109 78000.00000000 NS USD 1152060.00000000 1.781593637683 Long EC CORP CN N 1 N N N LG Chem Ltd 988400IES4EIG7O06940 LG Chem Ltd 000000000 14195.00000000 NS 3876390.11000000 5.994611354577 Long EP CORP KR N 2 N N N HKBN Ltd N/A HKBN Ltd 000000000 245000.00000000 NS 467550.27000000 0.723039239561 Long EC CORP HK N 2 N N N Marico Ltd 3358003SFDQFGJPC5O84 Marico Ltd 000000000 191275.00000000 NS 942157.89000000 1.456992259532 Long EC CORP IN N 2 N N N BRAC Bank Ltd 254900EHCK80ARTPIK21 BRAC Bank Ltd 000000000 3521927.00000000 NS 1689860.64000000 2.613270979632 Long EC CORP BD N 1 N N N 2020-11-20 Matthews International Funds Shai Malka Shai Malka Treasurer XXXX NPORT-EX 2 MIMA970MattAsiaESGFd.htm HTML
Matthews Asia ESG Fund      September 30, 2020  
Schedule of Investmentsa (unaudited)   

 

COMMON EQUITIES: 90.0%      
      Shares      Value  

CHINA/HONG KONG: 32.9%

      

Hong Kong Exchanges & Clearing, Ltd.

      69,000        $3,248,071  

China Conch Venture Holdings, Ltd.

      459,500        2,137,637  

Wuxi Biologics Cayman, Inc.b,c,d

      78,500        1,923,883  

CSPC Pharmaceutical Group, Ltd.

      945,600        1,845,857  

Meituan Dianping Class Bc,d

      54,400        1,713,671  

Hangzhou Tigermed Consulting Co., Ltd. A Shares

      108,676        1,656,032  

Yonghui Superstores Co., Ltd. A Shares

      1,134,195        1,313,074  

Xinyi Glass Holdings, Ltd.

      570,000        1,152,783  

Tencent Music Entertainment Group ADRc

      78,000        1,152,060  

Innovent Biologics, Inc.b,c,d

      145,500        1,085,022  

New Oriental Education & Technology Group, Inc. ADRc

      7,000        1,046,500  

ASM Pacific Technology, Ltd.

      87,000        890,632  

Chindata Group Holdings, Ltd. ADRc

      48,400        785,532  

Contemporary Amperex Technology Co., Ltd. A Shares

      22,200        689,890  

HKBN, Ltd.

      245,000        467,550  

Hangzhou Tigermed Consulting Co., Ltd. H Sharesb,c,d

      13,400        190,884  

Ming Yuan Cloud Group Holdings, Ltd.c

      18,000        67,355  

Total China/Hong Kong

         21,366,433  
     
     

INDIA: 20.9%

      

Shriram City Union Finance, Ltd.

      174,869        2,250,206  

Bandhan Bank, Ltd.b,c,d

      578,370        2,159,522  

Mahindra & Mahindra, Ltd.

      251,131        2,076,277  

Phoenix Mills, Ltd.

      221,118        1,752,468  

IndusInd Bank, Ltd.c

      217,963        1,565,047  

Minda Industries, Ltd.

      228,156        1,023,244  

Marico, Ltd.

      191,275        942,158  

NBCC India, Ltd.

      2,444,470        787,245  

Lemon Tree Hotels, Ltd.b,c,d

      1,418,679        536,999  

TTK Prestige, Ltd.

      4,633        384,516  

Lupin, Ltd.

      7,284        99,591  

Total India

         13,577,273  
     
     

TAIWAN: 13.9%

      

Taiwan Semiconductor Manufacturing Co., Ltd. ADR

      23,700        1,921,359  

Zhen Ding Technology Holding, Ltd.

      384,000        1,685,516  

Sporton International, Inc.

      145,903        1,231,065  

M31 Technology Corp.

      96,000        1,023,572  

Poya International Co., Ltd.

      47,000        898,960  

Merida Industry Co., Ltd.

      88,000        713,229  

Andes Technology Corp.

      114,000        594,767  

ASMedia Technology, Inc.

      10,000        507,024  

Sunonwealth Electric Machine Industry Co., Ltd.

      157,000        339,025  

Taiwan Semiconductor Manufacturing Co., Ltd.

      9,000        135,397  

Total Taiwan

         9,049,914  
     
     

JAPAN: 6.8%

      

Unicharm Corp.

      30,700        1,373,006  

Nidec Corp.

      9,700        909,646  

UT Group Co., Ltd.c

      25,200        860,530  

Tsukui Holdings Corp.

      105,300        591,387  

Koa Corp.

      36,800        397,944  

 

 

     
      Shares      Value  

Sosei Group Corp.c

      21,300        $279,100  

Total Japan

         4,411,613  
     
     

BANGLADESH: 4.5%

      

BRAC Bank, Ltd.

      3,521,927        1,689,860  

GrameenPhone, Ltd.

      319,501        1,242,975  

Total Bangladesh

         2,932,835  
     
     

UNITED STATES: 3.4%

      

Legend Biotech Corp. ADRc

      48,488        1,496,825  

Micron Technology, Inc.c

      15,900        746,664  

Total United States

         2,243,489  
     
     

SINGAPORE: 1.9%

      

Keppel DC, REIT

      286,700        612,802  

SATS, Ltd.

      289,500        604,595  

Total Singapore

         1,217,397  
     
     

THAILAND: 1.6%

      

Total Access Communication Public Co., Ltd.

      

NVDR

      1,009,100        1,031,656  

Total Thailand

         1,031,656  
     
     

INDONESIA: 1.6%

      

PT Jaya Real Property

      21,603,300        598,752  

PT Bank Rakyat Indonesia Persero

      2,056,100        421,818  

Total Indonesia

         1,020,570  
     
     

PHILIPPINES: 1.5%

      

Puregold Price Club, Inc.

      933,420        945,980  

Total Philippines

         945,980  
     
     

VIETNAM: 0.9%

      

Nam Long Investment Corp.

      506,869        565,309  

Total Vietnam

         565,309  
     
     

PAKISTAN: 0.1%

      

Abbott Laboratories Pakistan, Ltd.

      9,450        43,709  

Total Pakistan

         43,709  
     
     

TOTAL COMMON EQUITIES

         58,406,178  

(Cost $51,932,897)

      

PREFERRED EQUITIES: 10.1%

 

      
     

SOUTH KOREA: 10.1%

      

LG Chem, Ltd., Pfd.

      14,195        3,876,390  

Samsung SDI Co., Ltd., Pfd.

      12,544        2,690,208  

Total South Korea

         6,566,598  
     
     

TOTAL PREFERRED EQUITIES

         6,566,598  

(Cost $4,145,691)

      
 


 

matthewsasia.com  |  800.789.ASIA   1

Matthews Asia ESG Fund      September 30, 2020  
Schedule of Investmentsa (unaudited) (continued)   

 

PREFERRED EQUITIES (continued)   
      Value  

TOTAL INVESTMENTS: 100.1%

      $64,972,776  

(Cost $56,078,588)

   

LIABILITIES IN EXCESS OF CASH

   

AND OTHER ASSETS: (0.1%)

      (47,905 ) 

NET ASSETS: 100.0%

      $64,924,871  
        

 

a

Certain securities were fair valued under the valuation policies approved by the Board of Trustees.

 

b

Security exempt from registration under Rule 144A of the Securities Act of 1933, as amended. The security may be resold in transactions exempt from registration normally to qualified institutional buyers. The security has been determined to be liquid in accordance with procedures adopted by the Funds’ Board of Trustees. At September 30, 2020, the aggregate value is $5,896,310, which is 9.08% of net assets.

 

c

Non-income producing security.

 

d

The securities may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933.

 

ADR

American Depositary Receipt

 

NVDR

Non-voting Depositary Receipt

 

Pfd.

Preferred

 

REIT

Real Estate Investment Trust

Other information regarding the Fund is available in the Funds’ most recent report to shareholders. This information is available on the Securities and Exchange Commission’s website (www.sec.gov).

 

 

 

 

        

 


 

2   MATTHEWS ASIA FUNDS