<SEC-DOCUMENT>0001193125-17-076787-index.html : 20170309 <SEC-HEADER>0001193125-17-076787.hdr.sgml : 20170309 <ACCEPTANCE-DATETIME>20170309155110 ACCESSION NUMBER: 0001193125-17-076787 CONFORMED SUBMISSION TYPE: N-CSR PUBLIC DOCUMENT COUNT: 35 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170309 DATE AS OF CHANGE: 20170309 EFFECTIVENESS DATE: 20170309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MATTHEWS INTERNATIONAL FUNDS CENTRAL INDEX KEY: 0000923184 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CSR SEC ACT: 1940 Act SEC FILE NUMBER: 811-08510 FILM NUMBER: 17678213 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER STREET 2: SUITE 550 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 8007898742 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER STREET 2: SUITE 550 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000001029 <SERIES-NAME>MATTHEWS PACIFIC TIGER FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002785 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MAPTX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093221 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MIPTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000001030 <SERIES-NAME>MATTHEWS ASIAN GROWTH AND INCOME FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002786 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MACSX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093222 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MICSX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000001031 <SERIES-NAME>MATTHEWS KOREA FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002788 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MAKOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093223 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MIKOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000001032 <SERIES-NAME>MATTHEWS CHINA FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002790 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MCHFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093224 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MICFX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000001033 <SERIES-NAME>MATTHEWS JAPAN FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002791 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MJFOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093225 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MIJFX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000001034 <SERIES-NAME>MATTHEWS ASIA INNOVATORS FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002792 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MATFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093226 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MITEX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000001035 <SERIES-NAME>MATTHEWS ASIA GROWTH FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002793 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MPACX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093227 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MIAPX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000001036 <SERIES-NAME>MATTHEWS INDIA FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002794 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MINDX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093228 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MIDNX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000013856 <SERIES-NAME>MATTHEWS ASIA DIVIDEND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000038018 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MAPIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093229 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MIPIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000023269 <SERIES-NAME>MATTHEWS ASIA SMALL COMPANIES FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000068052 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MSMLX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093230 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MISMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000027009 <SERIES-NAME>MATTHEWS CHINA DIVIDEND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000081250 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MCDFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093231 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MICDX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000032816 <SERIES-NAME>MATTHEWS CHINA SMALL COMPANIES FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000101279 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MCSMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000034706 <SERIES-NAME>MATTHEWS ASIA STRATEGIC INCOME FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000106892 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MINCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000106893 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MAINX </CLASS-CONTRACT> </SERIES> <SERIES> 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</CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000154926 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MISFX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000051743 <SERIES-NAME>MATTHEWS ASIA VALUE FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000162839 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MAVRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000162840 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MAVAX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000923184 <SERIES-ID>S000053714 <SERIES-NAME>MATTHEWS ASIA CREDIT OPPORTUNITIES FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000168876 <CLASS-CONTRACT-NAME>Investor Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MCRDX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000168877 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>MICPX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>N-CSR <SEQUENCE>1 <FILENAME>d326946dncsr.htm <DESCRIPTION>N-CSR <TEXT> Document 1 - file: d326946dncsr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CODE ETH <SEQUENCE>2 <FILENAME>d326946dex99codeeth.htm <DESCRIPTION>CODE OF ETHICS <TEXT> Document 2 - file: d326946dex99codeeth.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CERT <SEQUENCE>3 <FILENAME>d326946dex99cert.htm <DESCRIPTION>SECTION 302 CERTIFICATIONS <TEXT> Document 3 - file: d326946dex99cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.906 CERT <SEQUENCE>4 <FILENAME>d326946dex99906cert.htm <DESCRIPTION>SECTION 906 CERTIFICATIONS <TEXT> Document 4 - file: d326946dex99906cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g326946g02c08.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g326946g02c08.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g326946g17d28.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g326946g17d28.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g326946g23b02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g326946g23b02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g326946g23j41.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g326946g23j41.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g326946g23t02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: g326946g23t02.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g326946g29w70.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g326946g29w70.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g326946g33d06.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g326946g33d06.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g326946g33g16.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g326946g33g16.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g326946g35t91.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: g326946g35t91.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g326946g43k37.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g326946g43k37.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g326946g47j56.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: g326946g47j56.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>g326946g54h41.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: g326946g54h41.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>g326946g58c46.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: g326946g58c46.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>g326946g60i21.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: g326946g60i21.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>g326946g66m80.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: g326946g66m80.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>g326946g68z51.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: g326946g68z51.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>g326946g70k02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: g326946g70k02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>g326946g70z50.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: g326946g70z50.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>g326946g71k87.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: g326946g71k87.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>g326946g76a55.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: g326946g76a55.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>g326946g84l23.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: g326946g84l23.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>g326946g85f04.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: g326946g85f04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>g326946g85h30.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: g326946g85h30.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>g326946g94u42.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: g326946g94u42.jpg
</DOCUMENT> </SEC-DOCUMENT>