0001389477-13-000007.txt : 20130430 0001389477-13-000007.hdr.sgml : 20130430 20130430173001 ACCESSION NUMBER: 0001389477-13-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130426 FILED AS OF DATE: 20130430 DATE AS OF CHANGE: 20130430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartmann Ronald CENTRAL INDEX KEY: 0001389477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33013 FILM NUMBER: 13799237 MAIL ADDRESS: STREET 1: 1979 MARCUS AVENUE STREET 2: SUITE E140 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUSHING FINANCIAL CORP CENTRAL INDEX KEY: 0000923139 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 113209278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1206 BUSINESS ADDRESS: STREET 1: 1979 MARCUS AVENUE , SUITE E140 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 718-961-5400 MAIL ADDRESS: STREET 1: 1979 MARCUS AVENUE, SUITE E140 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-04-26 0 0000923139 FLUSHING FINANCIAL CORP FFIC 0001389477 Hartmann Ronald 1979 MARCUS AVENUE SUITE E140 LAKE SUCCESS NY 11042 0 1 0 0 Senior Vice President Common Stock 2013-04-26 4 M 0 3520 8.44 A 19481 D Common Stock 2013-04-26 4 F 0 1928 15.41 D 17553 D Common Stock 2013-04-26 4 F 0 575 15.41 D 16978 D Common Stock 2013-04-26 4 S 0 750 15.15 D 16228 D Common Stock 18355 I 401(K) Employee Stock Option (Right to Buy) 8.44 2013-04-26 4 M 0 3520 8.44 D 2019-01-29 Common Stock 3520 880 D Phantom Stock Units Common Stock 856 856 D Stock option exercise from January 30, 2009 grant. Options became exercisable in five equal installments beginning on the first anniversary of the date of grant. All shares sold at $15.15. Shares held in FSB 401(K) Savings Plan a/o 4/30/2013. 1:1 Includes amounts credited to Mr. Hartmann's account through 4/30/2013. The vested amount will be paid in cash lump sum installments as elected by the reporting officer upon termination of employment (in accordance with IRS 409A). Signed by Russell A. Fleishman Under Power of Attorney by Ronald Hartmann 2013-04-30