0001294369-13-000003.txt : 20130308 0001294369-13-000003.hdr.sgml : 20130308 20130308162356 ACCESSION NUMBER: 0001294369-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fry David W CENTRAL INDEX KEY: 0001294369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33013 FILM NUMBER: 13677772 MAIL ADDRESS: STREET 1: 1979 MARCUS AVENUE, SUITE E140 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUSHING FINANCIAL CORP CENTRAL INDEX KEY: 0000923139 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 113209278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1206 BUSINESS ADDRESS: STREET 1: 1979 MARCUS AVENUE , SUITE E140 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 718-961-5400 MAIL ADDRESS: STREET 1: 1979 MARCUS AVENUE, SUITE E140 CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-03-07 0 0000923139 FLUSHING FINANCIAL CORP FFIC 0001294369 Fry David W 1979 MARCUS AVENUE, SUITE E140 LAKE SUCCESS NY 11042 0 1 0 0 Executive Vice President Common Stock 2013-03-07 4 M 0 2400 13.47 A 80436 D Common Stock 2013-03-07 4 M 0 2620 8.44 A 83056 D Common Stock 2013-03-07 4 F 0 2166 15.94 D 80890 D Common Stock 23453 I 401(K) Employee Stock Option (Right to Buy) 13.47 2013-03-07 4 M 0 2400 13.47 D 2013-06-16 Common Stock 2400 0 D Employee Stock Option (Right to Buy) 8.44 2013-03-07 4 M 0 2620 8.44 D 2019-01-29 Common Stock 2620 2620 D Phantom Stock Units Common Stock 4771 4771 D Stock option exercise from June 17, 2003 grant. Options became exercisable in five equal installments beginning on the first anniversary of the date of grant. Stock option exercise from January 30, 2009 grant. Options became exercisable in five equal installments beginning on the first anniversary of the date of grant. Shares held in FSB 401(K) Savings Plan as of 3/8/2013. 1:1 Includes amounts credited to Mr. Fry's account through 3/8/2013. The vested amount will be paid in cash lump sum installments as elected by the reporting officer upon termination of employment (in accordance with IRS 409A). Signed by Russell A. Fleishman Under Power of Attorney by David W. Fry 2013-03-08