0001209191-18-056243.txt : 20181025
0001209191-18-056243.hdr.sgml : 20181025
20181025202225
ACCESSION NUMBER: 0001209191-18-056243
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181023
FILED AS OF DATE: 20181025
DATE AS OF CHANGE: 20181025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOWNES ADRIAN J
CENTRAL INDEX KEY: 0001293862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13146
FILM NUMBER: 181140098
MAIL ADDRESS:
STREET 1: ONE CENTEROINTE DRIVE
STREET 2: SUITE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC
CENTRAL INDEX KEY: 0000923120
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
IRS NUMBER: 930816972
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
BUSINESS PHONE: 5036847000
MAIL ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-23
0
0000923120
GREENBRIER COMPANIES INC
GBX
0001293862
DOWNES ADRIAN J
C/O THE GREENBRIER COMPANIES, INC.,
ONE CENTERPOINTE DRIVE, SUITE 200
LAKE OSWEGO
OR
97035
0
1
0
0
SVP & CFO
Common stock - GBX
2018-10-23
4
M
0
7210
0.00
A
37435
I
By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees
Common stock - GBX
3051
D
Restricted Stock Units
2018-10-23
4
M
0
6250
0.00
D
Common Stock
6250
15629
D
Restricted Stock Units
2018-10-23
4
A
0
6000
0.00
A
Common Stock
6000
21629
D
On March 30, 2016, the Reporting Person was awarded 6,250 performance-based restricted stock units ("RSUs"), including 3,125 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 3,125 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objective, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 7,210 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018.
Each RSU represents a contingent right to receive one share of GBX common stock.
Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 6,250 RSUs vested on October 23, 2018.
One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.
/s/ Adrian J. Downes
By Feng C. Grove
Attorney-in-fact
2018-10-25