0001209191-18-033214.txt : 20180524
0001209191-18-033214.hdr.sgml : 20180524
20180524194515
ACCESSION NUMBER: 0001209191-18-033214
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180522
FILED AS OF DATE: 20180524
DATE AS OF CHANGE: 20180524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RITTENBAUM MARK J
CENTRAL INDEX KEY: 0001216953
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13146
FILM NUMBER: 18859374
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC
CENTRAL INDEX KEY: 0000923120
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
IRS NUMBER: 930816972
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
BUSINESS PHONE: 5036847000
MAIL ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-22
0
0000923120
GREENBRIER COMPANIES INC
GBX
0001216953
RITTENBAUM MARK J
C/O THE GREENBRIER COMPANIES, INC.
ONE CENTERPOINTE DRIVE, SUITE 200
LAKE OSWEGO
OR
97035-8612
0
1
0
0
EVP, Commercial & Leasing
Common stock - GBX
2018-05-22
4
M
0
3166
0.00
A
71892
D
Common stock - GBX
2018-05-22
4
F
0
1056
52.20
D
70836
D
Common stock - GBX
2018-05-24
4
S
0
2100
49.5833
D
68736
D
Restricted Stock Units
2018-05-22
4
M
0
3166
0.00
D
Common Stock
3166
55349
D
Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
Sale of shares was executed pursuant to a sales plan adopted May 15, 2018 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.15 to $49.85, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Each restricted stock unit represents a contingent right to receive one share of GBX common stock.
Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,166 restricted stock units vested on May 22, 2018.
/s/ Mark J. Rittenbaum
By Feng C. Grove
Attorney-in-fact
2018-05-24