0001209191-17-058082.txt : 20171026
0001209191-17-058082.hdr.sgml : 20171026
20171026193530
ACCESSION NUMBER: 0001209191-17-058082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171024
FILED AS OF DATE: 20171026
DATE AS OF CHANGE: 20171026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER MARTIN RAYMOND
CENTRAL INDEX KEY: 0001224178
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13146
FILM NUMBER: 171157582
MAIL ADDRESS:
STREET 1: ONE CENTERPOINTE DRIVE, SUITE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC
CENTRAL INDEX KEY: 0000923120
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
IRS NUMBER: 930816972
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
BUSINESS PHONE: 5036847000
MAIL ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-10-24
0
0000923120
GREENBRIER COMPANIES INC
GBX
0001224178
BAKER MARTIN RAYMOND
C/O THE GREENBRIER COMPANIES, INC.
ONE CENTERPOINTE DRIVE, SUITE 200
LAKE OSWEGO
OR
97035-8612
0
1
0
0
SVP, GC, & Compliance Officer
Common stock - GBX
2017-10-24
4
M
0
9389
0.00
A
21221
D
Common stock - GBX
2017-10-24
4
F
0
3414
51.65
D
17807
D
Restricted Stock Units
2017-10-24
4
M
0
5500
0.00
D
Common Stock
5500
32201
D
On May 22, 2015, the Reporting Person was awarded 5,500 performance-based restricted stock units ("RSUs"), including 2,750 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,750 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance at between target and stretch levels against the adjusted EBITDA performance objective and the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 168.4% and 173.0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 9,389 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 24, 2017.
Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
Each RSU represents a contingent right to receive one share of GBX common stock.
Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 5,500 RSUs vested on October 24, 2017.
/s/ Martin R. Baker
By Feng C. Grove
Attorney-in-fact
2017-10-26