0001209191-16-146569.txt : 20161021 0001209191-16-146569.hdr.sgml : 20161021 20161021145506 ACCESSION NUMBER: 0001209191-16-146569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161019 FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC CENTRAL INDEX KEY: 0000923120 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 930816972 STATE OF INCORPORATION: OR FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 5036847000 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RITTENBAUM MARK J CENTRAL INDEX KEY: 0001216953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13146 FILM NUMBER: 161946143 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-19 0 0000923120 GREENBRIER COMPANIES INC GBX 0001216953 RITTENBAUM MARK J C/O THE GREENBRIER COMPANIES, INC. ONE CENTERPOINTE DRIVE, SUITE 200 LAKE OSWEGO OR 97035-8612 0 1 0 0 EVP, Commercial & Leasing Common stock - GBX 2016-10-19 4 M 0 12362 0.00 A 101469 D Common stock - GBX 2016-10-19 4 F 0 4493 35.55 D 96976 D Restricted Stock Units 2016-10-19 4 M 0 6181 0.00 D Common Stock 6181 47893 D On May 5, 2014, the Reporting Person was awarded 6,181 performance-based restricted stock units ("RSUs"), including 3,091 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 3,090 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 12,362 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Each RSU represents a contingent right to receive one share of GBX common stock. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 6,181 RSUs vested on October 19, 2016. /s/ Mark J. Rittenbaum By Feng C. Grove Attorney-in-fact 2016-10-21