0001209191-16-146567.txt : 20161021
0001209191-16-146567.hdr.sgml : 20161021
20161021145331
ACCESSION NUMBER: 0001209191-16-146567
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161019
FILED AS OF DATE: 20161021
DATE AS OF CHANGE: 20161021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC
CENTRAL INDEX KEY: 0000923120
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
IRS NUMBER: 930816972
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
BUSINESS PHONE: 5036847000
MAIL ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hannan Walter T.
CENTRAL INDEX KEY: 0001544978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13146
FILM NUMBER: 161946138
MAIL ADDRESS:
STREET 1: ONE CENTERPOINTE DRIVE, STE. 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-19
0
0000923120
GREENBRIER COMPANIES INC
GBX
0001544978
Hannan Walter T.
C/O THE GREENBRIER COMPANIES, INC.
ONE CENTERPOINTE DRIVE, SUITE 200
LAKE OSWEGO
OR
97035
0
1
0
0
SVP & CHRO
Common stock - GBX
2016-10-19
4
M
0
5516
0.00
A
20799.262
D
Common stock - GBX
2016-10-19
4
F
0
2004
35.55
D
18795.262
D
Common stock - GBX
2681
I
By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees
Restricted Stock Units
2016-10-19
4
M
0
2758
0.00
D
Common Stock
2758
20335
D
On May 5, 2014, the Reporting Person was awarded 2,758 performance-based restricted stock units ("RSUs"), including 1,379 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,379 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 5,516 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016.
Amount of securities beneficially owned following reported transaction(s) includes 14.412 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired at various dates and reflect acquisitions through October 2016.
Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
Each RSU represents a contingent right to receive one share of GBX common stock.
Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 2,758 RSUs vested on October 19, 2016.
/s/ Walter T. Hannan
By Feng C. Grove
Attorney-in-fact
2016-10-21