0001209191-16-146562.txt : 20161021 0001209191-16-146562.hdr.sgml : 20161021 20161021144947 ACCESSION NUMBER: 0001209191-16-146562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161019 FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC CENTRAL INDEX KEY: 0000923120 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 930816972 STATE OF INCORPORATION: OR FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 5036847000 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER MARTIN RAYMOND CENTRAL INDEX KEY: 0001224178 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13146 FILM NUMBER: 161946122 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DRIVE, SUITE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-19 0 0000923120 GREENBRIER COMPANIES INC GBX 0001224178 BAKER MARTIN RAYMOND C/O THE GREENBRIER COMPANIES, INC. ONE CENTERPOINTE DRIVE, SUITE 200 LAKE OSWEGO OR 97035-8612 0 1 0 0 SVP, GC, & Compliance Officer Common stock - GBX 2016-10-19 4 M 0 7442 0.00 A 21790 D Common stock - GBX 2016-10-19 4 F 0 2704 35.55 D 19086 D Restricted Stock Units 2016-10-19 4 M 0 3721 0.00 D Common Stock 3721 29406 D On May 5, 2014, the Reporting Person was awarded 3,721 performance-based restricted stock units ("RSUs"), including 1,861 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,860 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 7,442 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 138 shares of the Company's common stock to the Reporting Person's former spouse pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his former spouse. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Each RSU represents a contingent right to receive one share of GBX common stock. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 3,721 RSUs vested on October 19, 2016. /s/ Martin R. Baker By Feng C. Grove Attorney-in-fact 2016-10-21