0001209191-15-077552.txt : 20151030 0001209191-15-077552.hdr.sgml : 20151030 20151030192852 ACCESSION NUMBER: 0001209191-15-077552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151029 FILED AS OF DATE: 20151030 DATE AS OF CHANGE: 20151030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC CENTRAL INDEX KEY: 0000923120 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 930816972 STATE OF INCORPORATION: OR FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 5036847000 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RITTENBAUM MARK J CENTRAL INDEX KEY: 0001216953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13146 FILM NUMBER: 151188912 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-29 0 0000923120 GREENBRIER COMPANIES INC GBX 0001216953 RITTENBAUM MARK J C/O GREENBRIER COMPANIES, ONE CENTERPOINTE DRIVE, SUITE 200 LAKE OSWEGO OR 97035-8612 0 1 0 0 EVP & CFO Common stock - GBX 2015-10-29 4 M 0 19880 0.00 A 120071 D Common stock - GBX 2015-10-29 4 F 0 7226 35.79 D 112845 D Restricted Stock Units 2015-10-29 4 M 0 10063 0.00 D Common Stock 10063 32654 D On May 28, 2013, the Reporting Person was awarded 10,063 performance-based restricted stock units ("RSUs"), including 5,032 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 5,031 RSUs subject to vesting based on the issuer's achievement of ROIC performance objectives. The issuer achieved performance at stretch levels against the adjusted EBITDA performance objective and achieved performance between target and stretch levels against the ROIC performance objectives, resulting in vesting of 200% and 195.1% of the adjusted EBITDA and ROIC RSUs, respectively. Accordingly, a total of 19,880 performance-based RSUs vested as of the determination date, October 29, 2015, and 19,880 shares of the Company's common stock were issued to the Reporting Person. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 28, 2013, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Each RSU represents a contingent right to receive one share of GBX common stock. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 28, 2013, 10,063 RSUs vested on October 29, 2015. /s/ Mark J. Rittenbaum By Feng C. Grove Attorney-in-fact 2015-10-30