0001209191-15-077541.txt : 20151030 0001209191-15-077541.hdr.sgml : 20151030 20151030190439 ACCESSION NUMBER: 0001209191-15-077541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151029 FILED AS OF DATE: 20151030 DATE AS OF CHANGE: 20151030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC CENTRAL INDEX KEY: 0000923120 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 930816972 STATE OF INCORPORATION: OR FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 5036847000 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hannan Walter T. CENTRAL INDEX KEY: 0001544978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13146 FILM NUMBER: 151188892 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DRIVE, STE. 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-29 0 0000923120 GREENBRIER COMPANIES INC GBX 0001544978 Hannan Walter T. ONE CENTERPOINTE DRIVE SUITE 200 LAKE OSWEGO OR 97035 0 1 0 0 SVP & CHRO Common stock - GBX 2015-10-29 4 M 0 6927 0.00 A 15252.577 D Common stock - GBX 2015-10-29 4 F 0 2517 35.79 D 12735.577 D Common stock - GBX 2015-10-29 4 M 0 2310 0.00 A 2310 I By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees Restricted Stock Units 2015-10-29 4 M 0 4675 0.00 D Common Stock 4675 15054 D On May 28, 2013, the Reporting Person was awarded 4,675 performance-based restricted stock units ("RSUs"), including 2,338 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,337 RSUs subject to vesting based on the issuer's achievement of ROIC performance objectives. The issuer achieved performance at stretch levels against the adjusted EBITDA performance objective and achieved performance between target and stretch levels against the ROIC performance objectives, resulting in vesting of 200% and 195.1% of the adjusted EBITDA and ROIC RSUs, respectively. Accordingly, a total of 9,237 performance-based RSUs vested as of the determination date, October 29, 2015, and 9,237 shares of the Company's common stock were issued to the Reporting Person. Amount of securities beneficially owned following reported transaction(s) includes 183.857276 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired at various dates and reflect acquisitions through the period starting June 2015 and ending October 2015. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 28, 2013, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Each RSU represents a contingent right to receive one share of GBX common stock. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 28, 2013, 4,675 RSUs vested on October 29, 2015. /s/ Walter T. Hannan By Feng C. Grove Attorney-in-fact 2015-10-30