0001209191-15-077530.txt : 20151030
0001209191-15-077530.hdr.sgml : 20151030
20151030182409
ACCESSION NUMBER: 0001209191-15-077530
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151029
FILED AS OF DATE: 20151030
DATE AS OF CHANGE: 20151030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC
CENTRAL INDEX KEY: 0000923120
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
IRS NUMBER: 930816972
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
BUSINESS PHONE: 5036847000
MAIL ADDRESS:
STREET 1: ONE CENTERPOINTE DR
STREET 2: STE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER MARTIN RAYMOND
CENTRAL INDEX KEY: 0001224178
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13146
FILM NUMBER: 151188824
MAIL ADDRESS:
STREET 1: ONE CENTERPOINTE DRIVE, SUITE 200
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-10-29
0
0000923120
GREENBRIER COMPANIES INC
GBX
0001224178
BAKER MARTIN RAYMOND
C/O GREENBRIER COMPANIES,
ONE CENTERPOINTE DRIVE, SUITE 200
LAKE OSWEGO
OR
97035-8612
0
1
0
0
SVP, GC, & Compliance Officer
Common stock - GBX
2015-10-29
4
M
0
12085
0.00
A
20960
D
Common stock - GBX
2015-10-29
4
F
0
4392
35.79
D
16568
D
Restricted Stock Units
2015-10-29
4
M
0
6117
0.00
D
Common Stock
6117
19241
D
On May 28, 2013, the Reporting Person was awarded 6,117 performance-based restricted stock units ("RSUs"), including 3,059 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 3,058 RSUs subject to vesting based on the issuer's achievement of ROIC performance objectives. The issuer achieved performance at stretch levels against the adjusted EBITDA performance objective and achieved performance between target and stretch levels against the ROIC performance objectives, resulting in vesting of 200% and 195.1% of the adjusted EBITDA and ROIC RSUs, respectively. Accordingly, a total of 12,085 performance-based RSUs vested as of the determination date, October 29, 2015, and 12,085 shares of the Company's common stock were issued to the Reporting Person.
Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 207 shares of the Company's common stock to the Reporting Person's former spouse pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his former spouse.
Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 28, 2013, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
Each RSU represents a contingent right to receive one share of GBX common stock.
Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 28, 2013, 6,117 RSUs vested on October 29, 2015.
/s/ Martin R. Baker
By Feng C. Grove
Attorney-in-fact
2015-10-30