0001209191-13-029571.txt : 20130530 0001209191-13-029571.hdr.sgml : 20130530 20130530161516 ACCESSION NUMBER: 0001209191-13-029571 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130528 FILED AS OF DATE: 20130530 DATE AS OF CHANGE: 20130530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER MARTIN RAYMOND CENTRAL INDEX KEY: 0001224178 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13146 FILM NUMBER: 13881909 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DRIVE, SUITE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC CENTRAL INDEX KEY: 0000923120 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 930816972 STATE OF INCORPORATION: OR FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 5036847000 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-05-28 0 0000923120 GREENBRIER COMPANIES INC GBX 0001224178 BAKER MARTIN RAYMOND C/O GREENBRIER COMPANIES, ONE CENTERPOINTE DRIVE, SUITE 200 LAKE OSWEGO OR 97035-8612 0 1 0 0 SVP, GC, & Compliance Officer Common stock - GBX 2013-05-28 4 S 0 667 24.39 D 31403 D Restricted Stock Units 2013-05-28 4 A 0 12234 0.00 A Common Stock 12234 12234 D Sale of shares was executed pursuant to a sales plan adopted April 24, 2013 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. Each restricted stock unit represents a contingent right to receive one share of GBX common stock. One half of the the restricted stock units vest in three equal annual installments beginning May 28, 2014 and the remaining one half vest based upon achievement of performance criteria. Vested shares will be delivered to the reporting person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. /s/ Martin R. Baker By Robert W. Shank Attorney-in-fact 2013-05-30